Compliance Advisor

Compliance Advisor

City of London Full-Time 43200 - 72000 £ / year (est.) No home office possible
D

At a Glance

  • Tasks: Join our team to manage compliance programmes and provide regulatory advice.
  • Company: We are a leading International Investment Manager based in London.
  • Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
  • Why this job: Make an impact in compliance while working with diverse clients across the Middle East and Africa.
  • Qualifications: Must have a deep understanding of EU asset management regulations and client-facing experience.
  • Other info: This role is perfect for those passionate about compliance and regulatory frameworks.

The predicted salary is between 43200 - 72000 £ per year.

We are working with an International Investment Manager who is looking for an experienced Compliance Advisory individual to join their regulatory compliance team in London. This individual will be responsible for maintaining a strong client-facing compliance programme and providing pragmatic regulatory advice across the Group's entities, with a particular focus on the Middle East and Africa.

Key Responsibilities:

  • Compliance Programme Management, particularly around Client Facing, Marketing, and ESG activities.
  • Provide practical, clear, and actionable advice on compliance policies and procedures.
  • Conduct Compliance monitoring and testing to ensure adherence to regulatory frameworks, and implementing necessary changes.

Key Requirements:

  • ESSENTIAL: Deep understanding of EU asset management regulations, UCITS, AIFMD, and cross-border distribution requirements, particularly in the ME&A.
  • Proven experience in client-facing distribution activities including ME&A, with a strong understanding of associated regulatory requirements and best practices.

Compliance Advisor employer: Danos Group

As a leading International Investment Manager based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our Compliance Advisors benefit from comprehensive training programmes, opportunities for career advancement, and a collaborative environment where innovative ideas are encouraged. With a focus on the Middle East and Africa, you will play a pivotal role in shaping our compliance strategies while enjoying the vibrant lifestyle that London has to offer.
D

Contact Detail:

Danos Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Advisor

✨Tip Number 1

Familiarise yourself with the latest EU asset management regulations, particularly UCITS and AIFMD. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.

✨Tip Number 2

Network with professionals in the compliance field, especially those who have experience in the Middle East and Africa. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.

✨Tip Number 3

Prepare to discuss real-life scenarios where you've provided compliance advice or managed compliance programmes. Having specific examples ready will showcase your practical experience and problem-solving skills during the interview.

✨Tip Number 4

Research the company’s current compliance initiatives and any recent news related to their operations in the ME&A region. This will allow you to tailor your conversation and show genuine interest in how you can contribute to their compliance efforts.

We think you need these skills to ace Compliance Advisor

Deep understanding of EU asset management regulations
Knowledge of UCITS and AIFMD
Familiarity with cross-border distribution requirements
Experience in compliance programme management
Client-facing communication skills
Pragmatic regulatory advice provision
Compliance monitoring and testing
Ability to implement regulatory changes
Understanding of marketing compliance
Knowledge of ESG activities and regulations
Strong analytical skills
Attention to detail
Problem-solving skills
Adaptability to changing regulations

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Advisor. Familiarise yourself with EU asset management regulations, UCITS, AIFMD, and the specific compliance needs for the Middle East and Africa.

Tailor Your CV: Highlight your relevant experience in compliance advisory roles, especially any client-facing distribution activities in the ME&A region. Use specific examples to demonstrate your understanding of regulatory requirements and best practices.

Craft a Strong Cover Letter: In your cover letter, clearly articulate why you are a good fit for this role. Mention your deep understanding of compliance policies and your ability to provide practical advice. Make sure to connect your past experiences to the key responsibilities outlined in the job description.

Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.

How to prepare for a job interview at Danos Group

✨Know Your Regulations

Make sure you have a solid understanding of EU asset management regulations, UCITS, and AIFMD. Brush up on cross-border distribution requirements, especially those relevant to the Middle East and Africa, as this will be crucial in demonstrating your expertise.

✨Showcase Client-Facing Experience

Prepare examples from your past roles where you've successfully engaged with clients on compliance matters. Highlight your experience in client-facing distribution activities, particularly in the ME&A region, to show that you can effectively communicate complex regulatory concepts.

✨Practical Advice is Key

Be ready to discuss how you provide clear and actionable compliance advice. Think of specific instances where your guidance led to positive outcomes for clients or your previous employers, as this will illustrate your ability to apply your knowledge practically.

✨Demonstrate Monitoring Skills

Prepare to talk about your experience with compliance monitoring and testing. Discuss how you've ensured adherence to regulatory frameworks in the past and any changes you've implemented based on your findings, showcasing your proactive approach to compliance management.

Compliance Advisor
Danos Group
D
  • Compliance Advisor

    City of London
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-06-20

  • D

    Danos Group

Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>