Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our team to manage compliance programmes and provide regulatory advice.
- Company: Be part of a leading International Investment Manager based in London.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Make an impact in compliance while working on exciting projects across the Middle East and Africa.
- Qualifications: Must have a deep understanding of EU asset management regulations and client-facing experience.
- Other info: Ideal for those passionate about compliance and regulatory frameworks.
The predicted salary is between 43200 - 72000 £ per year.
We are working with an International Investment Manager who is looking for an experienced Compliance Advisory individual to join their regulatory compliance team in London. This individual will be responsible for maintaining a strong client-facing compliance programme and providing pragmatic regulatory advice across the Group's entities, with a particular focus on the Middle East and Africa.
Key Responsibilities:
- Compliance Programme Management, particularly around Client Facing, Marketing, and ESG activities.
- Provide practical, clear, and actionable advice on compliance policies and procedures.
- Conduct Compliance monitoring and testing to ensure adherence to regulatory frameworks, and implementing necessary changes.
Key Requirements:
- ESSENTIAL: Deep understanding of EU asset management regulations, UCITS, AIFMD, and cross-border distribution requirements, particularly in the ME&A.
- Proven experience in client-facing distribution activities including ME&A, with a strong understanding of associated regulatory requirements and best practices.
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisor
✨Tip Number 1
Network with professionals in the compliance and investment management sectors, especially those with experience in the Middle East and Africa. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on the latest EU asset management regulations, particularly UCITS and AIFMD. Subscribe to relevant newsletters or join online forums where compliance professionals discuss changes in regulations and share best practices.
✨Tip Number 3
Prepare to demonstrate your client-facing experience by gathering specific examples of how you've successfully navigated compliance challenges in previous roles. Be ready to discuss how you provided actionable advice and implemented compliance programmes.
✨Tip Number 4
Research the company’s current compliance initiatives and any recent news related to their operations in the ME&A region. This will help you tailor your discussions during interviews and show your genuine interest in their work.
We think you need these skills to ace Compliance Advisor
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Advisor. Familiarise yourself with EU asset management regulations, UCITS, AIFMD, and the specific compliance needs for the Middle East and Africa.
Tailor Your CV: Highlight your relevant experience in compliance advisory roles, particularly any client-facing distribution activities in the ME&A region. Use specific examples to demonstrate your understanding of regulatory requirements and best practices.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and your ability to provide clear, actionable advice. Mention your experience with compliance programme management and how it aligns with the company's needs.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you have a solid understanding of EU asset management regulations, UCITS, and AIFMD. Brush up on the specifics related to the Middle East and Africa, as this will be crucial in demonstrating your expertise during the interview.
✨Showcase Client-Facing Experience
Prepare examples from your past roles where you successfully managed client-facing compliance activities. Highlight how you provided clear and actionable advice to clients, especially in the context of ME&A.
✨Demonstrate Practical Problem-Solving
Be ready to discuss how you've approached compliance challenges in the past. Think of scenarios where you had to implement changes based on compliance monitoring and testing, and how you communicated these changes effectively.
✨Stay Updated on ESG Trends
Given the focus on ESG activities, make sure you're aware of current trends and regulations in this area. Being able to discuss how ESG impacts compliance programmes will show that you're not only knowledgeable but also forward-thinking.
