Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead the Compliance Monitoring Programme and enhance global testing functions.
- Company: Join a leading Quant Hedge Fund with a strong reputation.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Why this job: Make a significant impact on compliance in a global financial setting.
- Qualifications: 8+ years in compliance monitoring with strong regulatory knowledge.
- Other info: Permanent role based in London, fully on-site.
The predicted salary is between 80000 - 100000 £ per year.
Our Client, a Leading Quant Hedge Fund, are looking for an experienced Compliance Monitoring and Testing professional to join their team, and lead on the build up and build out of their Monitoring Program on a GLOBAL scale.
Key Responsibilities:
- Lead the Compliance Monitoring Programme (CMP) and support the development of a global testing function
- Act as a key point of contact for compliance testing activities across jurisdictions
- Deliver thematic reviews and targeted testing, ensuring timely remediation of identified gaps
- Partner with Investment teams to understand new processes and asset classes, and enhance the CMP accordingly
Key Requirements:
- 8+ years’ experience in compliance monitoring and testing within a hedge fund or asset manager.
- Strong knowledge of investment compliance requirements and global regulatory frameworks (e.g. MiFID, AIFM)
- Proven experience executing and enhancing compliance monitoring programmes and control frameworks
This is a permanent role based in London, and will be fully on-site.
Senior Compliance Officer in City of London employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially around global regulatory frameworks. Show them you’re not just another candidate!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email reiterating your interest in the role. It keeps you on their radar and shows your enthusiasm for the position.
✨Tip Number 4
Apply through our website for the best chance at landing that Senior Compliance Officer role. We’ve got the inside scoop on what employers are looking for, and we want to help you shine in your application!
We think you need these skills to ace Senior Compliance Officer in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your 8+ years of experience in compliance monitoring and testing, and don’t forget to mention your knowledge of global regulatory frameworks like MiFID and AIFM.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for leading the Compliance Monitoring Programme. Share specific examples of how you've enhanced compliance monitoring programmes in the past.
Showcase Your Global Experience: Since this role involves a global scale, make sure to showcase any international experience you have. Talk about how you've navigated compliance across different jurisdictions and how that can benefit our team.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you on our radar quickly!
How to prepare for a job interview at Danos Group
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of investment compliance requirements and global regulatory frameworks like MiFID and AIFM. Being able to discuss these in detail will show that you're not just familiar with the basics, but that you truly understand the complexities involved.
✨Showcase Your Experience
With 8+ years in compliance monitoring and testing, you’ll want to highlight specific examples from your past roles. Prepare to discuss how you've executed and enhanced compliance monitoring programmes, and be ready to share any thematic reviews or targeted testing you've led.
✨Understand Their Needs
Research the hedge fund's current compliance monitoring programme and think about how you can contribute to its development. Be prepared to discuss how you would partner with investment teams to adapt the CMP for new processes and asset classes.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance gaps or regulatory challenges. Practise articulating your thought process and decision-making skills, as this will demonstrate your ability to handle real-world compliance issues effectively.