At a Glance
- Tasks: Provide compliance advice and oversight to Global Markets businesses, focusing on Equities and Credit.
- Company: Leading global financial services firm with a strong reputation.
- Benefits: Competitive daily rate of £700, hybrid working model, and exposure to top-tier markets.
- Other info: 6-month contract with opportunities for professional growth and networking.
- Why this job: Join a dynamic team and make a real impact in the fast-paced world of finance.
- Qualifications: Strong compliance experience in Equities and Credit, with knowledge of UK/EU regulations.
The predicted salary is between 63000 - 77000 £ per year.
We’re working with a leading global financial services firm seeking a
Global Markets Compliance Consultant . This is an excellent opportunity for someone with strong business-facing Compliance experience across
Equities and Credit , ideally with experience working directly with trading desks.
The role is a 6 month contract, hybrid in London and paying £700 per day.
Key Responsibilities
- Provide day-to-day compliance advice and risk-based oversight to Global Markets businesses, with a focus on
Equities and Credit.
- Advise trading and sales teams on regulatory requirements including Mi FID, MAR, EMIR, and Short Selling.
- Support regulatory change projects, assessing new regulations and advising the business on their impact and implementation.
- Conduct compliance monitoring, reviews, and investigations, including responding to internal, regulatory, exchange, and venue enquiries.
- Deliver compliance training and provide regular management information and regulatory updates to senior stakeholders.
Key Requirements
- Strong business-facing Compliance experience
- Specific experience across Equities and Credit
- Strong knowledge of UK/EU markets regulation, including Mi FID, MAR, EMIR, and Short Selling.
- Available to start within a month.
Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.
Markets Compliance Adviory in City of London employer: Danos Group
As a Boutique Regulatory Consultancy, we pride ourselves on fostering a dynamic and entrepreneurial work environment where innovative thinkers can thrive. Our London-based team enjoys the flexibility of hybrid working, alongside opportunities for professional growth through mentorship and the chance to shape a new practice in Regulatory M&A advisory. Join us to make a meaningful impact in the fintech and capital markets sectors while collaborating with a network of esteemed professionals.
StudySmarter Expert Advice🤫
We think this is how you could land Markets Compliance Adviory in City of London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Danos Group. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Markets Compliance Adviory in City of London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Danos Group.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Danos Group's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Danos Group
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Danos Group.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Danos Group will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Danos Group employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
