In House Financial Services Regulatory Counsel
In House Financial Services Regulatory Counsel

In House Financial Services Regulatory Counsel

Slough Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join our legal team as the go-to expert for regulatory matters in financial services.
  • Company: Be part of a fast-growing company with a strong presence in wholesale banking and investments.
  • Benefits: Enjoy a competitive salary and the chance to work closely with senior management.
  • Why this job: This role offers a unique opportunity to impact the regulatory landscape in investment banking.
  • Qualifications: Applicants should have UK experience and a solid background in UK/EU regulations.
  • Other info: Ideal for those passionate about compliance and regulatory challenges in finance.

The predicted salary is between 48000 - 72000 £ per year.

A company operating in the wholesale banking and trading space is seeking to recruit a Regulatory Lawyer for the London office with a broad range of responsibilities including:

Being the primary point of contact for regulatory matters whilst working closely with the compliance team and senior management

Support new strategic products and initiatives

Engagement and management of relationship with regulators

This would suit an ambitious and motivated regulatory lawyer with financial markets/trading experience who is keen to further develop their career. The company has a high achieving legal and compliance team with a clear growth plan in place over the coming years.

Competitive salary on offer.

In House Financial Services Regulatory Counsel employer: Danebury Associates

Join a dynamic and rapidly expanding financial services firm in London, where you will be part of a collaborative legal team that values innovation and professional growth. With a strong focus on employee development, the company offers competitive salaries, comprehensive benefits, and a supportive work culture that encourages work-life balance and continuous learning. This role not only provides the chance to engage with high-profile regulatory matters but also positions you at the forefront of the evolving investment banking landscape.
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Contact Detail:

Danebury Associates Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land In House Financial Services Regulatory Counsel

✨Tip Number 1

Network with professionals in the financial services sector, especially those who work in regulatory roles. Attend industry events or webinars to connect with potential colleagues and learn more about the current regulatory landscape.

✨Tip Number 2

Stay updated on the latest UK and EU regulations that impact investment banking and trading. Familiarise yourself with MIFID, OTC derivatives, and other relevant legislation to demonstrate your expertise during discussions.

✨Tip Number 3

Consider reaching out to current or former employees of the company to gain insights into their culture and expectations. This can help you tailor your approach and show that you understand their specific needs.

✨Tip Number 4

Prepare for interviews by practising common regulatory scenarios and how you would handle them. Be ready to discuss your previous experiences in similar roles and how they relate to the responsibilities of this position.

We think you need these skills to ace In House Financial Services Regulatory Counsel

Regulatory Law Expertise
Knowledge of UK/EU Financial Regulations
Experience in Investment Banking
Understanding of Derivatives and OTC Products
MIFID Compliance Knowledge
Strong Analytical Skills
Excellent Communication Skills
Ability to Work with Senior Management
Collaboration with Compliance Teams
Problem-Solving Skills
Attention to Detail
Risk Assessment
Negotiation Skills
Adaptability to Regulatory Changes

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in financial services law, particularly focusing on regulatory matters related to investment banking and trading. Emphasise any specific knowledge of derivatives, OTC, and MIFID regulations.

Craft a Compelling Cover Letter: In your cover letter, explain why you are interested in this role and how your background aligns with the company's needs. Mention your UK experience and familiarity with UK/EU regulations to demonstrate your suitability for the position.

Showcase Relevant Experience: When detailing your work history, focus on roles where you dealt with regulatory issues in financial services. Use specific examples to illustrate your expertise and how it can benefit the company.

Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or typos. A polished application reflects your attention to detail, which is crucial in a regulatory role.

How to prepare for a job interview at Danebury Associates

✨Know Your Regulations

Make sure you have a solid understanding of UK and EU regulations, especially those related to investment banking, derivatives, OTC, and MIFID. Brush up on recent changes in the regulatory landscape to show that you're up-to-date and knowledgeable.

✨Showcase Your Experience

Prepare to discuss your previous roles and how they relate to the position. Highlight specific cases where you've successfully navigated regulatory challenges or provided counsel on compliance matters, as this will demonstrate your expertise.

✨Understand the Company’s Business Model

Research the company’s operations in wholesale banking, investments, and trading. Understanding their business model will help you tailor your responses and show that you're genuinely interested in how you can contribute to their success.

✨Prepare Questions for Them

Think of insightful questions to ask about the company's regulatory challenges and how the legal team collaborates with compliance and senior management. This shows your proactive approach and genuine interest in the role.

In House Financial Services Regulatory Counsel
Danebury Associates
Location: Slough

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