Daiwa Capital Markets Europe Ltd in London is seeking an experienced Surveillance and Monitoring Compliance professional to ensure timely execution of monitoring activities and CAP reviews. You will build relationships across the business to deliver surveillance outcomes and maintain a robust framework.
The role requires strong regulatory knowledge (FCA, MiFID II, MAR), excellent communication and report writing skills, and proficiency in Excel and PowerBI.
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Financial Markets Surveillance & Compliance Manager employer: Daiwa Capital Markets Europe Ltd
Daiwa Capital Markets Europe Ltd is an exceptional employer, offering a dynamic work environment where innovation and collaboration thrive. With a strong focus on employee development, you will have access to numerous growth opportunities while working alongside talented professionals in the heart of London. The company fosters a culture of inclusivity and support, ensuring that every team member's contributions are valued and recognised.
Contact Details:
Daiwa Capital Markets Europe Ltd Recruitment Team
