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- Tasks: Monitor adviser performance and ensure compliance with regulations in a dynamic financial environment.
- Company: Join a forward-thinking financial services organisation committed to high compliance standards.
- Benefits: Enjoy a salary up to £40,000, hybrid working, and a comprehensive benefits package.
- Other info: Flexible working with opportunities for professional growth and development.
- Why this job: Make a real impact by driving compliance improvements and supporting advisers.
- Qualifications: CeMAP qualified with experience in mortgage services and strong IT skills.
The predicted salary is between 40000 - 40000 £ per year.
CV Screen is recruiting for a Mortgage Compliance Supervisor to join a growing financial services organisation supporting a network of advisers. This is a fantastic opportunity to join a professional, forward-thinking business committed to high compliance standards and strong client outcomes. This role offers hybrid working, combining remote work with regular site visits and virtual meetings.
ABOUT THE ROLE:
The Compliance Supervisor will play a key role in monitoring adviser performance, identifying risk, and ensuring adherence to regulatory standards. You will work closely with advisers and internal stakeholders to drive improvements and maintain consistent compliance across the network.
DUTIES INCLUDE:
- Monitor adviser performance, KPIs, and compliance processes
- Conduct role play observations to assess competency
- Prepare for site visits and deliver structured feedback
- Develop and track action plans to improve compliance standards
- Attend compliance meetings and report findings to management
- Identify trends, risks, and areas for improvement
- Provide guidance on compliance queries and procedures
REQUIRED SKILLS:
- CeMAP qualified (or equivalent)
- Experience within mortgage and protection services
- Strong understanding of compliance frameworks and regulations
- Strong IT skills including Microsoft Office
- Flexible and collaborative, with willingness to travel
SALARY & BENEFITS:
- Salary up to £40,000
- Hybrid working (remote + site visits)
- Private medical insurance
- Pension scheme
- Generous holiday entitlement
- Income protection and full benefits package
LOCATION:
Central London / Luton (Hybrid Working)
TO APPLY:
Please send your CV to Matt Wright at CV Screen in strict confidence or apply directly to this job posting.
Mortgage Compliance Supervisor in Watford employer: CV Screen Ltd
Contact Detail:
CV Screen Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Mortgage Compliance Supervisor in Watford
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those involved in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations and frameworks. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your experience and skills.
✨Tip Number 3
Showcase your adaptability! Since this role involves hybrid working, be ready to discuss how you manage your time and stay productive while working remotely. Share examples of how you've thrived in similar setups.
✨Tip Number 4
Don’t forget to apply through our website! It’s a great way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Mortgage Compliance Supervisor in Watford
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Mortgage Compliance Supervisor role. Highlight your experience in compliance frameworks and any relevant qualifications like CeMAP. We want to see how your skills match what we're looking for!
Showcase Your Experience: In your application, don’t just list your previous jobs. Instead, showcase specific examples of how you've monitored performance or improved compliance standards. This helps us see the real impact you've made in your past roles.
Be Clear and Concise: When writing your application, keep it clear and concise. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially when it comes to compliance!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and securely. Plus, it shows you're proactive and keen to join our team!
How to prepare for a job interview at CV Screen Ltd
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance frameworks and regulations specific to the mortgage sector. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you truly understand the nuances of the role.
✨Prepare for Role Play Scenarios
Since the job involves conducting role play observations, it’s a good idea to practice how you would assess adviser performance. Think about what key performance indicators (KPIs) you would focus on and how you would provide constructive feedback.
✨Show Your Collaborative Side
This role requires working closely with advisers and internal stakeholders, so be ready to share examples of how you've successfully collaborated in the past. Highlight your flexibility and willingness to travel, as this will demonstrate your commitment to the role.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the company and the role. Inquire about their current compliance challenges or how they measure adviser performance. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.