Canvas Compliance Officer

# Canvas Compliance OfficerPoint72UKToday## Continue with your CVPDF, Word, or image. Under 10MB.Apply now## Job descriptionCanvas Compliance Officer at Point72### About the rolePoint72 is seeking a Compliance Officer to join its London office, specifically focusing on the Canvas Financial Research Group (FRG), an essential research division within the organization. This role will require close collaboration with the global Canvas Compliance team to ensure that compliance standards and regulations are strictly followed. The successful candidate will play a vital role in maintaining the integrity of the compliance framework while supporting the research analysts in their operations.### Key facts**Location:** London, UK**Engagement:** Full-time**Team:** Canvas Compliance### What you'll do* Act as the main compliance liaison for Canvas Research Analysts located in EMEA and Asia, ensuring they have the necessary support and guidance.* Conduct thorough due diligence processes for onboarding new consultants to Canvas FRG, LLC, and perform annual evaluations to ensure ongoing compliance.* Participate in consultant calls alongside Canvas Research Analysts, ensuring accurate documentation of discussions and decisions made.* Monitor and assess communications between Canvas Research Analysts and discretionary investment professionals to ensure compliance with regulations.* Utilize a proprietary compliance management system to record chaperoned calls and maintain an up-to-date consultant coverage tracker.* Work closely with the finance team to manage quarterly invoicing and payments, ensuring adherence to data privacy laws and regulations.* Engage in training sessions focused on Insider Dealing and Insider Trading, providing essential knowledge to Canvas Research Analysts.* Develop and implement strategies aimed at enhancing compliance oversight and streamlining processes for greater efficiency.* Stay informed about relevant regulations, legal developments, and case law within the EMEA region to ensure compliance practices are up to date.* Draft and propose updates to existing compliance policies and procedures, ensuring they reflect current best practices and regulatory requirements.### Requirements* A minimum of 2 to 4 years of experience in a compliance role within the financial services industry.* In-depth understanding of the Financial Conduct Authority (FCA) regulations and the broader European regulatory framework.* Strong attention to detail and a commitment to delivering high-quality work consistently.* Highly organized and process-driven, with the ability to work independently and manage competing priorities effectively.* Capability to handle multiple tasks under tight deadlines while maintaining a high level of accuracy.* Ability to collaborate effectively with the broader compliance team and other stakeholders within the organization.* Exceptional reading, writing, and communication skills, complemented by strong interpersonal abilities.* Commitment to upholding the highest ethical standards in all professional interactions and decisions.### Nice to have* Prior experience with compliance management systems would be advantageous.* Familiarity with data privacy regulations and their application within the financial services sector.* Additional language skills could be beneficial in a diverse working environment.### Skills & tools* Proficient in using compliance-related software and tools essential for monitoring and reporting compliance activities.* Strong analytical capabilities to interpret and apply regulatory requirements effectively.* Familiarity with documentation and reporting standards within the compliance framework.### Practical notes* This role is open to applicants who may require visa sponsorship to work in the UK.* Point72 provides a comprehensive benefits package, which includes private medical and dental insurance, generous parental leave policies, and support for employee-led affinity groups.* Opportunities for professional growth and development, including tuition assistance, are available to all employees.* The company fosters an inclusive work environment that values diversity and encourages collaboration across teams.By joining Point72 as a Canvas Compliance Officer, you will be part of a dynamic team dedicated to maintaining the highest standards of compliance and integrity within the financial services industry. If you are passionate about compliance and eager to contribute to a leading organization, we invite you to apply for this exciting opportunity. #J-18808-Ljbffr