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- Tasks: Support compliance team with client onboarding, KYC checks, and financial crime reporting.
- Company: Dynamic financial services firm located in Canary Wharf.
- Benefits: Competitive salary, flexible working, professional development, and pension.
- Why this job: Join a rapidly growing business and make a real impact in compliance.
- Qualifications: Experience in compliance, KYC/AML onboarding, and strong communication skills.
- Other info: Ideal for ambitious individuals eager to learn and progress.
The predicted salary is between 36000 - 60000 £ per year.
About the Role
Day to day responsibilities will focus on supporting the Compliance team on a second line of defense role in providing guidance to the first line on client onboarding, KYC requirements, preparing reports of overnight screening hits and taking the necessary steps to report financial crime. The ideal candidate is a highly motivated, inquisitive person with a background in Client Onboarding, AML investigations and preferably knowledge of trust services regulations, who is extremely client and team focused. This role would suit an ambitious, energetic person eager to learn and keen to progress further in a dynamic, rapidly growing business.
Key Responsibilities
- Manage the firm’s AML registration/license with the relevant supervisory authorities, ensuring ongoing compliance with UK Money Laundering Regulations.
- Plan and execute regular compliance monitoring reviews in line with the Compliance Monitoring Plan (thematic reviews).
- Assist in compliance training delivery and awareness initiatives across business units.
- Support the business to conduct KYC checks, onboarding risk assessments for new clients in line with internal procedures and regulatory expectations.
- Assist with suspicious activity/transaction monitoring and reporting (SAR/STR preparation).
- Identify, document, and report compliance control gaps, weaknesses, or breaches.
- Monitor AML regulatory developments and ensure timely updates to internal frameworks and stakeholders (horizon scanning).
- Regularly monitor and review cash management compliance processes in line with Global Payments Minimum Standards.
- Support monthly file review sample testing and develop reports for monthly Group Key Risk Indicator Reporting.
- Act as a trusted compliance contact across the business, advising colleagues at all levels.
- Circulate and monitor annual declaration forms for colleagues and report non-compliance to Leader.
- Support ad hoc projects initiatives/implementation requiring compliance input assessment.
Essential Requirements
- Experience in a compliance role within a TCSP, fiduciary services, financial services, or professional services firm.
- Knowledge of UK Money Laundering Regulations.
- Experience in compliance monitoring, policy drafting, and training delivery.
- Experience in KYC/AML onboarding, CDD/EDD analysis, and ongoing client monitoring.
- Able to prepare monthly reports.
- Good communication and stakeholder engagement skills, including ability to liaise with senior management, legal advisors, and external regulators.
Key Attributes
- Self-starter with a proactive and ownership-driven mindset.
- Confident and articulate communicator at all levels of the business.
- Highly organised and methodical with excellent attention to detail.
- Capable of working independently with minimal supervision.
- Reliable, dependable, and discreet in handling sensitive information.
- Comfortable working in a regulated, fast-paced environment.
Preferred Qualifications
- ICA Certificate/ACAMS/Diploma in Anti-Money Laundering or Compliance (or similar) preferred but not essential.
Remuneration and Benefits
- Competitive salary based on experience.
- Flexible working arrangements.
- Professional development support.
- Pension and other standard benefits.
Compliance Specialist employer: CSC
Contact Detail:
CSC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK Money Laundering Regulations and KYC processes. Show us you’re not just a candidate, but a passionate expert ready to tackle compliance challenges.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can keep you fresh in the interviewer's mind and show us your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance of landing that Compliance Specialist role. We love seeing candidates who take the initiative to connect directly with us!
We think you need these skills to ace Compliance Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Specialist role. Highlight your experience in KYC, AML investigations, and any relevant compliance roles. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our team. Keep it concise but engaging – we love a good story!
Show Off Your Attention to Detail: In compliance, attention to detail is key. Make sure your application is free from typos and errors. A polished application shows us you take pride in your work and understand the importance of accuracy.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, you’ll get to explore more about our company culture while you’re at it!
How to prepare for a job interview at CSC
✨Know Your Compliance Stuff
Make sure you brush up on UK Money Laundering Regulations and KYC processes. Being able to discuss these topics confidently will show that you're not just familiar with the basics, but that you understand the nuances of compliance in a financial services context.
✨Show Off Your Communication Skills
As a Compliance Specialist, you'll need to communicate effectively with various stakeholders. Prepare examples of how you've successfully engaged with senior management or external regulators in the past. This will demonstrate your ability to articulate complex compliance issues clearly.
✨Be Proactive and Detail-Oriented
Highlight your self-starter attitude and attention to detail during the interview. Share specific instances where you've identified compliance gaps or weaknesses and taken the initiative to address them. This will showcase your ownership-driven mindset, which is crucial for this role.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Think about how you would handle suspicious activity reports or client onboarding challenges. Practising these scenarios will help you respond confidently and demonstrate your problem-solving skills.
