At a Glance
- Tasks: Assist with client onboarding for capital markets deals and manage KYC documentation.
- Company: Join CSC, a global leader in business compliance and administration.
- Benefits: Enjoy competitive pay, hybrid work options, and career growth opportunities.
- Other info: Be part of a diverse environment that values innovation and collaboration.
- Why this job: Make a real impact in compliance while working with a dynamic team.
- Qualifications: Ideal for those with a legal background or experience in compliance.
The predicted salary is between 45000 - 55000 £ per year.
The Capital Markets Business Compliance Analyst is responsible for assisting with the client onboarding of capital markets deals in conjunction with other teams at CSC. The Business Compliance Analyst will liaise closely with other transaction parties during the setup of the transaction and manage the setup of the transaction file. They will be responsible for working with the clients to collate all correct KYC information, working with Group Compliance to ensure it is input into relevant databases and all necessary approvals received prior to the deal closing. The Business Compliance Analyst will also be responsible for static data management and for managing and completing (according to specified timeframes) all annual KYC refreshes, while working closely with our colleagues in other locations.
Main responsibilities:
- Serve as the primary point of contact for clients to request, collect, and review all required KYC documentation during onboarding and subsequent periodic reviews.
- Work with Group Compliance to ensure correct KYC information is received and present the deal (if required) to the Business Acceptance Committee for approval.
- Work with the wider capital markets / CSC team to manage deal onboarding.
- Review and analyse client ownership structures and perform ultimate beneficial ownership (UBO) and risk assessments.
- Conduct PEP, sanctions, and general compliance screenings, and analyse the results.
- Manage static data changes in line with standard operating procedures.
- Review and approve due execution of relevant transaction documents in line with standard operating procedures.
- Deal with ad hoc simple transaction enquiries and/or relevant correspondence.
Requirements:
- Understanding of different entity structures (e.g. Ltd, PLC, Partnerships, Trusts, Charities etc.) is desirable.
- A legal background, or prior experience in compliance or client onboarding, is considered beneficial.
- Experience of finance-related work is beneficial.
- Familiarity with KYC requirements for clients’ identification and verification.
- Ability to adhere to and apply compliance policies and procedures.
- Understanding and knowledge of traditional money laundering and terrorist financing typologies.
- An excellent level of communication skills, both oral and written, and a high level of interpersonal skills.
- The ability to balance competing priorities and meet deadlines within the context of a demanding workload.
- The ability to work independently, and to work effectively as part of a team, both within the capital markets team and in a multi-disciplinary setting.
CSC is committed to attracting, developing, and retaining talented people whose values align with ours. We empower our colleagues to bring the right solutions to market to meet client demand. That’s why we are the leading provider of business administration and compliance solutions. CSC is a great place to work with smart and dedicated people.
Business Compliance Analyst, Client Onboarding employer: CSC Corporation Service Company
CSC is an exceptional employer, offering a dynamic work environment in London that fosters professional growth and collaboration. With a strong commitment to diversity and inclusion, employees benefit from a comprehensive package of perks, including annual success-sharing bonuses, tuition reimbursement, and flexible hybrid work options. Join a team that values your contributions and supports your career aspirations while working on impactful capital market transactions.
Contact Details:
CSC Corporation Service Company Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Business Compliance Analyst, Client Onboarding
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like CSC Corporation Service Company looking for candidates who are engaged and informed.
We think you need these skills to ace Business Compliance Analyst, Client Onboarding
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at CSC Corporation Service Company. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at CSC Corporation Service Company
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with CSC Corporation Service Company’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
