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- Tasks: Lead compliance for innovative product launches in a dynamic fintech environment.
- Company: Established fintech company on a mission to simplify wealth management for UK consumers.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Other info: Join a rapidly growing team with a focus on innovation and compliance.
- Why this job: Be the voice of regulation while driving creativity and change in new products.
- Qualifications: Experience in wealth management and strong knowledge of FCA regulations.
The predicted salary is between 80000 - 100000 £ per year.
Location: Shoreditch – 3 days a week
My client is an established and profitable Fintech with a fantastic 6 years of trading in the UK behind them. After closing a large funding round and hitting 150 people, they are now in scale-up mode, creating an exciting time to join the business. They are a B2C Fintech on a mission to provide a simple and easy wealth management app for the everyday UK consumer. Continued customer acquisition and growth is on the agenda, and this role is all about future thinking with a focus on new product launches, creating lots of autonomy, freedom, and creativity for an innovative compliance manager to work with teams internally and be the voice of regulation from Ideology.
As the Compliance Manager – Product, your responsibilities and duties will include:
- Shaping new propositions directly with the business, driving a compliant and innovative approach within new product offerings.
- Working within regulatory requirements to write, review, and challenge regulatory submissions such as business plans, policies, and applications.
- Reviewing and updating policies, monitoring, and governance frameworks helping the business adapt procedures to new product requirements.
- Building strong relationships with first line teams to ensure your guidance, challenge, and oversight is relevant to the products and processes.
- Horizon scanning and reviewing PRA and FCA policy statements as well as FOS publications and market best practice to ensure we’re always learning from what’s happening in the market.
Essential Skills and Competencies of the Compliance Manager – Product:
- Experience with wealth management products - Pensions, Investments, Savings or Financial Planning.
- Ability to drive change, new processes, and champion compliance regulation within the business.
- Solid knowledge of FCA Financial Advice rules including staying abreast of upcoming regulatory changes.
- Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is very beneficial.
For more information about the Compliance Manager – Product role, please get in touch or to apply send your CV now.
Director, Regulatory & Quality Compliance in London employer: CRS
Contact Detail:
CRS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Regulatory & Quality Compliance in London
✨Tip Number 1
Network like a pro! Reach out to people in the fintech space, especially those who work in compliance. Attend industry events or webinars, and don’t be shy about sliding into DMs on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Show off your expertise! Prepare a portfolio or a presentation that highlights your experience with wealth management products and regulatory compliance. This can really set you apart during interviews and show that you’re ready to hit the ground running.
✨Tip Number 3
Be proactive! If you see a job that fits, don’t just apply through the usual channels. Reach out directly to the hiring manager or team members via LinkedIn. A personal touch can make all the difference and shows your genuine interest in the role.
✨Tip Number 4
Stay updated on regulations! Make it a habit to read up on the latest FCA and PRA updates. Being knowledgeable about current trends and changes will not only help you in interviews but also position you as a thought leader in compliance discussions.
We think you need these skills to ace Director, Regulatory & Quality Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Manager – Product. Highlight your experience with wealth management products and any relevant regulatory knowledge. We want to see how you can drive change and champion compliance!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how your skills align with the company's mission. We love seeing passion and creativity, so let your personality come through!
Showcase Relevant Experience: When detailing your past roles, focus on experiences that relate to new product launches and compliance. We’re looking for someone who can shape propositions and work within regulatory requirements, so make those experiences pop!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at CRS
✨Know Your Regulations
Make sure you brush up on the latest FCA and PRA regulations, especially those related to wealth management products. Being able to discuss these confidently will show that you're not just familiar with compliance but are also proactive about staying updated.
✨Showcase Your Change Management Skills
Prepare examples of how you've successfully driven change in previous roles. Highlight specific instances where you championed compliance regulation or adapted processes for new product launches. This will demonstrate your ability to lead and innovate in a compliance-focused environment.
✨Build Relationships
Think about how you can foster strong relationships with first line teams. Be ready to discuss strategies you've used in the past to ensure your guidance is relevant and effective. This will illustrate your collaborative approach and understanding of internal dynamics.
✨Horizon Scanning Insights
Stay ahead of the game by researching recent market trends and regulatory changes. Bring insights to the interview about how these could impact the company’s product offerings. This shows that you’re not only reactive but also forward-thinking, which is crucial for the role.