Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance for innovative product launches in a dynamic fintech environment.
- Company: Established fintech company on a mission to simplify wealth management for UK consumers.
- Benefits: Flexible working, autonomy, and the chance to shape future products.
- Other info: Exciting growth phase with opportunities for creativity and professional development.
- Why this job: Join a scaling business and make a real impact in the fintech space.
- Qualifications: Experience in wealth management and strong knowledge of FCA regulations.
The predicted salary is between 80000 - 100000 £ per year.
Location: Shoreditch – 3 days a week
My client is an established and profitable Fintech with a fantastic 6 years of trading in the UK behind them. After closing a large funding round and hitting 150 people, they are now in scale-up mode, creating an exciting time to join the business. They are a B2C Fintech on a mission to provide a simple and easy wealth management app for the everyday UK consumer. Continued customer acquisition and growth is on the agenda, and this role is all about future thinking with a focus on new product launches, creating lots of autonomy, freedom, and creativity for an innovative compliance manager to work with teams internally and be the voice of regulation from Ideology.
As the Compliance Manager – Product, your responsibilities and duties will include:
- Shaping new propositions directly with the business, driving a compliant and innovative approach within new product offerings.
- Working within regulatory requirements to write, review, and challenge regulatory submissions such as business plans, policies, and applications.
- Reviewing and updating policies, monitoring, and governance frameworks helping the business adapt procedures to new product requirements.
- Building strong relationships with first line teams to ensure your guidance, challenge, and oversight is relevant to the products and processes.
- Horizon scanning and reviewing PRA and FCA policy statements as well as FOS publications and market best practice to ensure we’re always learning from what’s happening in the market.
Essential Skills and Competencies of the Compliance Manager – Product:
- Experience with wealth management products - Pensions, Investments, Savings or Financial Planning.
- Ability to drive change, new processes, and champion compliance regulation within the business.
- Solid knowledge of FCA Financial Advice rules including staying abreast of upcoming regulatory changes.
- Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is very beneficial.
For more information about the Compliance Manager – Product role, please get in touch or to apply send your CV now.
Director, Regulatory Affairs & Quality in London employer: CRS
Contact Detail:
CRS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Regulatory Affairs & Quality in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance or fintech. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by researching the company and its products. Understand their mission and how your skills in regulatory affairs can help them launch new products successfully. Show them you’re not just another candidate!
✨Tip Number 3
Practice your pitch! Be ready to explain how your experience with wealth management products and compliance can drive change in their business. Confidence is key, so rehearse until it feels natural.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Director, Regulatory Affairs & Quality in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Manager – Product. Highlight your experience with wealth management products and any relevant regulatory knowledge. We want to see how you can drive change and champion compliance!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how your skills align with the company's mission. We love seeing passion and creativity, so let your personality come through!
Showcase Relevant Experience: When detailing your past roles, focus on experiences that relate to new product launches and compliance. We’re looking for someone who can shape propositions and work within regulatory requirements, so make those experiences pop!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at CRS
✨Know Your Regulations
Make sure you brush up on the FCA Financial Advice rules and consumer financial promotions regulation. Being able to discuss these confidently will show that you're not just familiar with compliance but are also proactive about staying updated on changes.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully driven change or launched new products. This will help demonstrate your ability to shape propositions and work within regulatory requirements effectively.
✨Build Relationships
Think about how you've built strong relationships in previous roles. Be ready to share strategies for collaborating with first line teams, as this is crucial for ensuring your guidance is relevant and impactful.
✨Stay Ahead of the Curve
Familiarise yourself with recent PRA and FCA policy statements, as well as market best practices. Showing that you’re engaged with current trends will highlight your commitment to continuous learning and innovation in compliance.