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For Companies At a Glance
- Tasks: Monitor trade activities and enhance surveillance models to ensure market integrity.
- Company: Join Crédit Agricole CIB, a leading global corporate and investment bank.
- Benefits: Permanent contract with competitive salary and opportunities for professional growth.
- Why this job: Make a real impact in financial security while working with top industry professionals.
- Qualifications: Experience in trade surveillance and strong analytical skills required.
- Other info: Dynamic work environment with a commitment to diversity and inclusion.
The predicted salary is between 43200 - 72000 £ per year.
Join a leading Corporate & Investment Bank and play a pivotal role in protecting market integrity, upholding regulatory standards, and driving excellence across our global surveillance framework. We are seeking a highly skilled Trade Surveillance Officer at VP level to join our London-based Monitoring & Surveillance team. This is a senior opportunity for an experienced compliance professional with deep knowledge of market abuse risks, surveillance methodologies, and financial markets. In this role, you will contribute to the design, implementation, and ongoing enhancement of surveillance models across a diverse range of business lines, including Global Markets, Investment Banking and Treasury. You will analyse complex data, investigate alerts, elevate findings, and deliver high-quality reporting to senior management and global stakeholders.
Key Responsibilities
- Perform daily monitoring and testing of trade, order, RFQ and market data alerts across all business lines.
- Contribute to the design and enhancement of surveillance controls covering conduct risk and market abuse.
- Follow up on alert calibration issues, logic refinement and threshold adjustments.
- Investigate potential instances of market abuse, operational risk or market integrity concerns, ensuring timely, accurate escalation.
- Support the management, calibration and validation of surveillance models across all asset classes.
- Assess model performance, identify deficiencies, propose enhancements and contribute to ongoing platform improvements.
- Present findings and updates to relevant calibration committees.
- Upskill team members in data analysis and model interpretation.
Reporting & Governance
- Produce high-quality periodic and ad-hoc reports for the UK Head of Surveillance and Senior Compliance Management.
- Support the annual Compliance Monitoring Plan and contribute to regulatory, audit and group reporting.
- Maintain accurate investigation records and full audit trails.
Stakeholder Engagement
- Work closely with Front Office, Business Compliance Advisory, IT and global surveillance teams.
- Provide training and guidance to senior management regarding system and platform changes.
- Participate in industry seminars to maintain awareness of regulatory developments.
Regulatory & Policy Compliance
- Stay abreast of key regulatory changes (FCA, EU and UK requirements) and assess their impact on surveillance controls.
- Ensure compliance with internal policies, London Compliance Manual, and Financial Crime Policy.
- Maintain strict confidentiality given access to highly sensitive information.
Experience
- Experience in trade surveillance, monitoring or investigations.
- Experience with surveillance systems.
- Strong compliance reporting experience.
Required skills
- Strong understanding of capital markets products.
- Understanding of Market Abuse Regulation and related alert scenarios.
- Exceptional communication skills.
- High attention to detail and analytical ability.
- Understanding of financing and banking products.
- Knowledge of UK/EU regulatory frameworks.
Entity
About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB): Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offers are open to persons with disabilities.
Surveillance Officer - VP employer: Crédit Agricole SA
Contact Detail:
Crédit Agricole SA Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer - VP
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, attend relevant events, and don’t be shy about asking for introductions. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. We want you to shine, so practice common interview questions and think of examples that showcase your skills in trade surveillance and compliance.
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. We recommend mentioning something specific from the interview to remind them of your conversation and keep you top of mind.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always on the lookout for talented individuals like you to join our team in making a difference in financial security.
We think you need these skills to ace Surveillance Officer - VP
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Surveillance Officer. Highlight your experience in trade surveillance and compliance reporting, and don’t forget to mention any relevant qualifications or certifications that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your understanding of market abuse risks and surveillance methodologies, and how you can contribute to our team.
Showcase Your Analytical Skills: Since this role involves analysing complex data, make sure to highlight your analytical abilities in your application. Provide examples of how you've successfully investigated alerts or improved surveillance models in previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Crédit Agricole SA
✨Know Your Stuff
Make sure you brush up on your knowledge of market abuse risks and surveillance methodologies. Familiarise yourself with the specific regulatory frameworks like FCA and EU requirements, as well as the products relevant to capital markets. This will show that you're not just a candidate, but a knowledgeable professional ready to contribute.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with data analysis and how you've tackled complex investigations in the past. Be ready to provide examples of how you've identified deficiencies in surveillance models and proposed enhancements. This will demonstrate your analytical ability and attention to detail, which are crucial for this role.
✨Engage with Stakeholders
Think about how you've collaborated with different teams in previous roles. Be prepared to share examples of how you've worked closely with Front Office, Compliance Advisory, or IT teams. Highlighting your communication skills and ability to train others will show that you can effectively engage with stakeholders at all levels.
✨Prepare for Scenario Questions
Expect to be asked about specific scenarios related to market integrity and operational risk. Practice articulating your thought process on how you would handle potential instances of market abuse or alert calibration issues. This will help you convey your problem-solving skills and readiness to tackle real-world challenges in the role.
