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- Tasks: Monitor trading activities and conduct investigations to ensure market integrity.
- Company: Join a leading global Corporate & Investment Bank with a commitment to diversity.
- Benefits: Permanent contract, competitive salary, and opportunities for professional growth.
- Why this job: Play a key role in safeguarding the bank from market abuse and operational risks.
- Qualifications: Degree in relevant discipline and experience in trade surveillance or compliance monitoring.
- Other info: Dynamic hybrid work environment with strong career advancement potential.
The predicted salary is between 36000 - 60000 £ per year.
We are seeking a highly motivated Trade Surveillance Officer (Analyst or Associate level) to join our London‐based Compliance Surveillance Team within a leading global Corporate & Investment Bank. This is an excellent opportunity for an individual with strong analytical capability, an investigative mindset, and a passion for market integrity to play a key role in the monitoring of trading activity across multiple business lines.
The Surveillance function is responsible for the design, implementation, and ongoing enhancement of monitoring models and control frameworks covering Global Markets, Global Investment Banking, and Treasury activities. You will contribute to safeguarding the bank from market abuse, conduct risk, and operational irregularities through rigorous analysis, proactive alert handling, and effective escalation.
Key Responsibilities:- Perform daily monitoring and testing of trade, order, RFQ, and market data alerts across all business lines.
- Support the development and enhancement of surveillance models, thresholds, and logic to ensure effective detection of market abuse behaviours.
- Conduct detailed investigations, ensuring findings are fully documented, evidenced, and escalated appropriately.
- Produce high‐quality management information, incident reports, and audit‐ready documentation.
- Contribute to the annual Surveillance Book of Work and Compliance Monitoring Plan, including model calibration and validation activities.
- Identify gaps, weaknesses, or emerging risks in monitoring activity and propose improvements to surveillance tools or processes.
- Maintain strong relationships with Front Office, Compliance Advisory, IT, and other stakeholders involved in the surveillance lifecycle.
- Stay informed on regulatory updates (UK & EU) and industry developments impacting monitoring design.
- Support training initiatives for senior management and participate in thematic reviews and ad‐hoc projects.
- Prior experience in trade surveillance, e‐communications surveillance, compliance monitoring, or related regulatory roles within financial services.
- Proven ability to analyse complex datasets and present findings clearly in MI or statistical formats.
- Experience with surveillance tools, trade capture systems, data feeds, and risk systems is advantageous.
- Excellent report‐writing, communication, and stakeholder management skills.
- Strong understanding of capital markets products (e.g., Credit, Rates, FX, Structured Products, Treasury).
- Familiarity with Market Abuse Regulation (MAR) scenarios including spoofing, layering, wash trades, ramping, and benchmark manipulation.
Surveillance Officer - Analyst/Associate in London employer: Crédit Agricole SA
Contact Detail:
Crédit Agricole SA Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer - Analyst/Associate in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already working in compliance or surveillance roles. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and surveillance tools. We recommend practising common interview questions and scenarios related to trade surveillance to show off your analytical skills.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for openings at leading firms like Crédit Agricole CIB, where you can make a real impact in compliance.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. Plus, it’s a great chance to reiterate why you’re the perfect fit for the team.
We think you need these skills to ace Surveillance Officer - Analyst/Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Surveillance Officer. Highlight your analytical skills and any relevant experience in trade surveillance or compliance monitoring. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for market integrity and your investigative mindset. Let us know why you’re excited about this opportunity and how you can contribute to our team.
Showcase Your Skills: Don’t forget to highlight your report-writing and communication skills. We value clear and concise documentation, so provide examples of how you've effectively communicated findings in the past. This will help us see your potential impact!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Crédit Agricole SA
✨Know Your Stuff
Make sure you brush up on your knowledge of capital markets products and the Market Abuse Regulation (MAR). Being able to discuss specific scenarios like spoofing or layering will show that you're not just familiar with the theory but can apply it in practice.
✨Show Off Your Analytical Skills
Prepare to demonstrate your analytical capabilities. Bring examples of how you've handled complex datasets in the past, and be ready to explain your thought process when conducting investigations. This is your chance to shine!
✨Build Relationships
Since the role involves maintaining strong relationships with various stakeholders, think about how you can convey your interpersonal skills during the interview. Share experiences where you've successfully collaborated with teams or managed stakeholder expectations.
✨Stay Updated
Keep yourself informed about recent regulatory updates and industry developments. Mentioning current events related to compliance or market integrity during your interview will demonstrate your commitment to the field and your proactive approach to staying knowledgeable.
