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For Companies At a Glance
- Tasks: Monitor trade activities and enhance surveillance models to ensure market integrity.
- Company: Join Crédit Agricole CIB, a leading global corporate and investment bank.
- Benefits: Permanent contract with competitive salary and opportunities for professional growth.
- Why this job: Make a real impact in financial security while working with top industry professionals.
- Qualifications: Experience in trade surveillance and strong analytical skills required.
- Other info: Dynamic work environment with a commitment to diversity and inclusion.
The predicted salary is between 43200 - 72000 £ per year.
Join a leading Corporate & Investment Bank and play a pivotal role in protecting market integrity, upholding regulatory standards, and driving excellence across our global surveillance framework. We are seeking a highly skilled Trade Surveillance Officer at VP level to join our London-based Monitoring & Surveillance team. This is a senior opportunity for an experienced compliance professional with deep knowledge of market abuse risks, surveillance methodologies, and financial markets. In this role, you will contribute to the design, implementation, and ongoing enhancement of surveillance models across a diverse range of business lines, including Global Markets, Investment Banking and Treasury. You will analyse complex data, investigate alerts, elevate findings, and deliver high-quality reporting to senior management and global stakeholders.
Key Responsibilities
- Perform daily monitoring and testing of trade, order, RFQ and market data alerts across all business lines.
- Contribute to the design and enhancement of surveillance controls covering conduct risk and market abuse.
- Follow up on alert calibration issues, logic refinement and threshold adjustments.
- Investigate potential instances of market abuse, operational risk or market integrity concerns, ensuring timely, accurate escalation.
- Support the management, calibration and validation of surveillance models across all asset classes.
- Assess model performance, identify deficiencies, propose enhancements and contribute to ongoing platform improvements.
- Present findings and updates to relevant calibration committees.
- Upskill team members in data analysis and model interpretation.
Reporting & Governance
- Produce high-quality periodic and ad-hoc reports for the UK Head of Surveillance and Senior Compliance Management.
- Support the annual Compliance Monitoring Plan and contribute to regulatory, audit and group reporting.
- Maintain accurate investigation records and full audit trails.
Stakeholder Engagement
- Work closely with Front Office, Business Compliance Advisory, IT and global surveillance teams.
- Provide training and guidance to senior management regarding system and platform changes.
- Participate in industry seminars to maintain awareness of regulatory developments.
Regulatory & Policy Compliance
- Stay abreast of key regulatory changes (FCA, EU and UK requirements) and assess their impact on surveillance controls.
- Ensure compliance with internal policies, London Compliance Manual, and Financial Crime Policy.
- Maintain strict confidentiality given access to highly sensitive information.
Experience
- Experience in trade surveillance, monitoring or investigations.
- Experience with surveillance systems.
- Strong compliance reporting experience.
Required skills
- Strong understanding of capital markets products.
- Understanding of Market Abuse Regulation and related alert scenarios.
- Exceptional communication skills.
- High attention to detail and analytical ability.
- Understanding of financing and banking products.
- Knowledge of UK/EU regulatory frameworks.
Surveillance Officer - VP employer: Crédit Agricole CIB
Contact Detail:
Crédit Agricole CIB Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer - VP
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their approach to market integrity and compliance. Tailor your responses to show how your experience aligns with their values and needs. We want to see that you’re genuinely interested!
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss specific examples of how you've tackled complex data analysis or investigations in the past. Use metrics to highlight your achievements – numbers speak volumes in this field!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s make it happen together!
We think you need these skills to ace Surveillance Officer - VP
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Surveillance Officer. Highlight your experience in trade surveillance and compliance reporting, and don’t forget to mention any relevant qualifications or certifications that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your understanding of market abuse risks and surveillance methodologies, and how you can contribute to our team.
Showcase Your Analytical Skills: Since this role involves analysing complex data and investigating alerts, make sure to showcase your analytical skills in your application. Provide examples of how you've successfully tackled similar challenges in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!
How to prepare for a job interview at Crédit Agricole CIB
✨Know Your Stuff
Make sure you brush up on your knowledge of market abuse risks and surveillance methodologies. Familiarise yourself with the specific regulations that apply to the role, like the Market Abuse Regulation, so you can speak confidently about how they impact surveillance controls.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with data analysis and model interpretation. Bring examples of how you've investigated alerts or improved surveillance models in the past. This will demonstrate your ability to handle complex data and contribute to ongoing enhancements.
✨Engage with Stakeholders
Think about how you would communicate findings to senior management and other stakeholders. Be ready to share your approach to collaboration with Front Office and IT teams, as well as how you would provide training and guidance on system changes.
✨Stay Current
Keep yourself updated on the latest regulatory developments and their implications for surveillance. Being able to discuss recent changes in the FCA, EU, and UK requirements will show that you're proactive and committed to compliance excellence.