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- Tasks: Monitor trading activities and analyse data to ensure market integrity.
- Company: Join a leading global Corporate & Investment Bank with a commitment to diversity.
- Benefits: Permanent contract, competitive salary, and opportunities for professional growth.
- Why this job: Play a vital role in safeguarding the bank from market abuse and operational risks.
- Qualifications: Degree in relevant discipline and experience in trade surveillance or compliance roles.
- Other info: Dynamic hybrid work environment with strong career advancement potential.
The predicted salary is between 36000 - 60000 £ per year.
We are seeking a highly motivated Trade Surveillance Officer (Analyst or Associate level) to join our London‑based Compliance Surveillance Team within a leading global Corporate & Investment Bank. This is an excellent opportunity for an individual with strong analytical capability, an investigative mindset, and a passion for market integrity to play a key role in the monitoring of trading activity across multiple business lines.
The Surveillance function is responsible for the design, implementation, and ongoing enhancement of monitoring models and control frameworks covering Global Markets, Global Investment Banking, and Treasury activities. You will contribute to safeguarding the bank from market abuse, conduct risk, and operational irregularities through rigorous analysis, proactive alert handling, and effective escalation.
Key Responsibilities:- Perform daily monitoring and testing of trade, order, RFQ, and market data alerts across all business lines.
- Support the development and enhancement of surveillance models, thresholds, and logic to ensure effective detection of market abuse behaviours.
- Conduct detailed investigations, ensuring findings are fully documented, evidenced, and escalated appropriately.
- Produce high‑quality management information, incident reports, and audit‑ready documentation.
- Contribute to the annual Surveillance Book of Work and Compliance Monitoring Plan, including model calibration and validation activities.
- Identify gaps, weaknesses, or emerging risks in monitoring activity and propose improvements to surveillance tools or processes.
- Maintain strong relationships with Front Office, Compliance Advisory, IT, and other stakeholders involved in the surveillance lifecycle.
- Stay informed on regulatory updates (UK & EU) and industry developments impacting monitoring design.
- Support training initiatives for senior management and participate in thematic reviews and ad‑hoc projects.
Experience:
- Prior experience in trade surveillance, e‑communications surveillance, compliance monitoring, or related regulatory roles within financial services.
- Proven ability to analyse complex datasets and present findings clearly in MI or statistical formats.
- Experience with surveillance tools, trade capture systems, data feeds, and risk systems is advantageous.
- Excellent report‑writing, communication, and stakeholder management skills.
Required skills:
- Strong understanding of capital markets products (e.g., Credit, Rates, FX, Structured Products, Treasury).
- Familiarity with Market Abuse Regulation (MAR) scenarios including spoofing, layering, wash trades, ramping, and benchmark manipulation.
Surveillance Officer - Analyst/Associate employer: Crédit Agricole CIB
Contact Detail:
Crédit Agricole CIB Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer - Analyst/Associate
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already working in compliance or surveillance roles. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and capital markets products. We want you to be able to discuss these topics confidently, showing that you're not just a candidate but a potential asset to the team.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled complex datasets or resolved compliance issues in the past. This will help us see your problem-solving abilities in action.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Surveillance Officer - Analyst/Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Surveillance Officer. Highlight your analytical skills and any relevant experience in trade surveillance or compliance monitoring. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for market integrity and your investigative mindset. Let us know why you’re excited about this opportunity and how you can contribute to our team.
Showcase Your Skills: Don’t forget to highlight your report-writing and communication skills. These are crucial for producing high-quality management information and incident reports. We love seeing clear examples of how you've used these skills in the past!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at Crédit Agricole CIB!
How to prepare for a job interview at Crédit Agricole CIB
✨Know Your Stuff
Make sure you brush up on your knowledge of capital markets products and the Market Abuse Regulation (MAR). Being able to discuss scenarios like spoofing or layering confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Show Off Your Analytical Skills
Prepare to demonstrate your analytical capabilities. Bring examples of how you've previously handled complex datasets or conducted investigations. Be ready to explain your thought process and how you arrived at your conclusions.
✨Communicate Clearly
Since excellent report-writing and communication skills are crucial for this role, practice articulating your thoughts clearly. You might be asked to present findings or draft a mock report during the interview, so being concise and structured is key.
✨Build Relationships
Highlight your experience in stakeholder management. Discuss how you've maintained strong relationships with various teams in past roles. This will show that you understand the importance of collaboration in the surveillance lifecycle and can work effectively across departments.
