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- Tasks: Monitor and enhance surveillance models to protect market integrity and uphold regulatory standards.
- Company: Join a leading Corporate & Investment Bank with a focus on excellence.
- Benefits: Competitive salary, professional development, and exposure to global markets.
- Why this job: Make a real impact in financial compliance and market integrity.
- Qualifications: Bachelor's degree, compliance experience, and strong analytical skills required.
- Other info: Dynamic role with opportunities for growth and industry engagement.
The predicted salary is between 36000 - 60000 £ per year.
Join a leading Corporate & Investment Bank and play a pivotal role in protecting market integrity, upholding regulatory standards, and driving excellence across our global surveillance framework. In this role, you will contribute to the design, implementation, and ongoing enhancement of surveillance models across a diverse range of business lines, including Global Markets, Investment Banking, and Treasury.
Responsibilities
- Perform daily monitoring and testing of trade, order, RFQ, and market data alerts across all business lines.
- Contribute to the design and enhancement of surveillance controls covering conduct risk and market abuse.
- Follow up on alert calibration issues, logic refinement, and threshold adjustments.
- Investigate potential instances of market abuse, operational risk, or market integrity concerns, ensuring timely, accurate escalation.
- Support the management, calibration, and validation of surveillance models across all asset classes.
- Assess model identify deficiencies, propose enhancements, and contribute to ongoing platform improvements.
- Present findings and updates to relevant calibration committees.
- Upskill team members in data analysis and model interpretation.
- Produce high-quality periodic and ad-hoc reports for the UK Head of Surveillance and Senior Compliance Management.
- Support the annual Compliance Monitoring Plan and contribute to regulatory, audit, and group reporting.
- Maintain accurate investigation records and full audit trails.
- Work closely with Front Office, Business Compliance Advisory, IT, and global surveillance teams.
- Provide training and guidance to senior management regarding system and platform changes.
- Participate in industry seminars to maintain awareness of regulatory developments.
- Stay abreast of key regulatory changes (FCA, EU, and UK requirements) and assess their impact on surveillance controls.
- Ensure compliance with internal policies, London Compliance Manual, and Financial Crime Policy.
- Maintain strict confidentiality given access to highly sensitive information.
Qualifications
- Bachelor degree or equivalent in a relevant discipline.
- Compliance qualifications (e.g., CISI) and experience in trade surveillance, monitoring, or investigations.
- Experience analysing large datasets and working with surveillance systems.
- Strong compliance reporting experience and understanding of capital markets products.
- Understanding of Market Abuse Regulation and related alert scenarios.
- Exceptional communication skills, high attention to detail, and analytical ability.
- Knowledge of UK/EU regulatory frameworks.
Languages: English
Surveillance Officer - VP in City of Westminster employer: Crédit Agricole CIB
Contact Detail:
Crédit Agricole CIB Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer - VP in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect with people on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by practising common questions related to surveillance and compliance. We suggest doing mock interviews with friends or using online platforms to get comfortable talking about your experience and skills.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled data analysis or model interpretation in past roles. We want to see how you can contribute to enhancing surveillance models and controls.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged with our company.
We think you need these skills to ace Surveillance Officer - VP in City of Westminster
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Surveillance Officer role. Highlight your experience in trade surveillance, compliance reporting, and any relevant qualifications. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market integrity and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills: Since this role involves analysing large datasets, make sure to mention any relevant experience you have with data analysis and surveillance systems. We’re keen to see how you approach problem-solving and model interpretation.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at Crédit Agricole CIB
✨Know Your Stuff
Make sure you brush up on your knowledge of market integrity and regulatory standards. Familiarise yourself with the specific surveillance models used in corporate and investment banking, as well as the latest developments in Market Abuse Regulation. This will show that you're not just interested in the role but also understand its importance.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with data analysis and how you've tackled large datasets in previous roles. Be ready to provide examples of how you've identified deficiencies in surveillance models and proposed enhancements. This will demonstrate your analytical ability and attention to detail, which are crucial for this position.
✨Communicate Clearly
Exceptional communication skills are a must for this role. Practice articulating complex ideas simply and clearly, especially when discussing your findings or updates. You might be asked to present to calibration committees, so being able to convey your thoughts effectively will set you apart from other candidates.
✨Stay Updated on Regulations
Keep yourself informed about the latest regulatory changes from the FCA, EU, and UK. Being able to discuss how these changes impact surveillance controls will show your commitment to compliance and your proactive approach to staying ahead in the industry.
