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- Tasks: Join a remote team to develop and track compliance strategies in the financial sector.
- Company: Dynamic financial services firm focused on compliance and risk management.
- Benefits: Flexible remote work, competitive pay, and opportunities for professional growth.
- Why this job: Make a real impact in compliance while working with global partners.
- Qualifications: 5+ years in compliance, strong analytical skills, and proficiency in data tools.
- Other info: Exciting chance to stay ahead of industry trends and regulations.
The predicted salary is between 50000 - 60000 £ per year.
Location: Fully remote in the UK
Duration: Initial 6-month contract
- Participate in developing a risk-based annual CMT plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CMT Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting company products and the CMT Program.
Requirements:
- 5+ years experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products.
- Working knowledge of laws, regulations, risk management practices for financial services.
- Track record of delivering work outcome to budget and meet quality standard.
- Proven ability to work collaboratively with global partners in other functional units.
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets.
- BA/BS degree in business, finance, and other related fields.
- Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions).
- Experience with or previous exposure to financial services regulators.
- Experience in using SQL and data visualization tools (e.g. Tableau, SAS, SPSS).
Compliance Associate/Senior Associate in England employer: CPL
Contact Detail:
CPL Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate/Senior Associate in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a Senior Compliance Associate role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of current regulations and industry trends. We want you to be able to discuss how your experience aligns with the CMT Program and demonstrate your understanding of risk management practices.
✨Tip Number 3
Showcase your skills! Create a portfolio that highlights your experience with AML systems, testing plans, and any relevant projects you've worked on. This will give you an edge and help potential employers see the value you bring to the table.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find roles that match your skills and interests. Plus, applying directly shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Compliance Associate/Senior Associate in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your experience with risk management and compliance, especially if you've worked with financial services regulations. We want to see how your background aligns with what we're looking for!
Showcase Relevant Experience: When writing your cover letter, focus on your 5+ years of experience in executing CTA programs and your familiarity with AML systems. We love seeing specific examples of how you've delivered quality outcomes in previous roles.
Be Clear and Concise: Keep your application clear and to the point. Use bullet points where possible to make it easy for us to read through your qualifications. Remember, we appreciate a well-structured application that gets straight to the good stuff!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about StudySmarter and what we stand for.
How to prepare for a job interview at CPL
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations and risk management practices. Familiarise yourself with the latest trends in financial services, especially those related to AML and KYC. This will show that you're not just a candidate, but someone who’s genuinely interested in the field.
✨Showcase Your Collaborative Skills
Since the role involves working with global partners, be ready to discuss examples of how you've successfully collaborated with different teams. Think about specific projects where you’ve worked cross-functionally and how you navigated any challenges that arose.
✨Be Data Savvy
With a focus on SQL and data visualisation tools, make sure you can talk confidently about your experience using these technologies. Prepare to share examples of how you've used data to drive decisions or improve compliance processes in your previous roles.
✨Prepare for Scenario Questions
Expect to face scenario-based questions that test your problem-solving skills in compliance situations. Think through potential issues you might encounter in the role and how you would address them. This will demonstrate your critical thinking and practical application of compliance knowledge.