At a Glance
- Tasks: Conduct compliance monitoring and testing reviews to ensure effective controls.
- Company: Join a leading global tech and financial services firm in London.
- Benefits: Competitive pay of up to £32 per hour for a 6-month contract.
- Other info: Central London office with opportunities for professional growth.
- Why this job: Make a real impact by identifying compliance risks and improving processes.
- Qualifications: 4+ years in Compliance Monitoring, strong analytical skills, and relevant degree.
The predicted salary is between 32 - 32 £ per hour.
I’m currently recruiting for a Compliance Monitoring & Testing Associate to join a leading global technology and financial services business in London. This is an opportunity to join an independent oversight function responsible for assessing whether compliance processes and controls are appropriately designed and operating effectively.
The role will involve:
- Conducting risk-based compliance monitoring and testing reviews
- Covering AML/CFT, Sanctions and broader regulatory compliance
- Planning, executing and reporting on CMT reviews
- Supporting root cause analysis and remediation plans
- Tracking and validating remediation activity
- Identifying emerging regulatory and compliance risks
- Working closely with Compliance, Risk, Legal, Internal Audit and business stakeholders
We're looking for:
- 4+ years' experience in Compliance Monitoring & Testing and/or Internal Audit
- Strong experience testing compliance controls within financial services
- Knowledge of regulatory requirements and risk management practices
- Strong analytical, problem-solving and written communication skills
- Experience across a range of financial products or services
- A degree in Business, Finance or a related discipline
Particularly useful:
- Experience with MiCA, AML, Sanctions, financial crime, regulatory assurance, data analysis or third-party testing.
- Professional qualifications such as CAMS, CIA, CISA, CRCM or CICA are also welcome.
📍 London, with a central London office location
📅 6-month contract
⏰ 40 hours per week
💰 up to £32 per hour
If you're currently working in Compliance Monitoring & Testing, Compliance Assurance or Internal Audit within financial services and are open to a new contract, I'd be interested in speaking with you.
Please apply here or email me directly at philip.woollett@cpl.com
Compliance Monitoring & Testing Associate in City of London employer: Cpl
Join a dynamic Belfast-based organisation that values its employees and fosters a collaborative work culture. As a Deputy Principal Accountant, you will benefit from professional development opportunities, competitive remuneration, and the chance to lead a talented finance team while contributing to impactful financial governance. This role not only offers a varied and rewarding career path but also allows you to make a meaningful difference in the organisation's financial health.
