At a Glance
- Tasks: Lead client engagements and provide senior regulatory advice to investment firms.
- Company: Cosegic, a specialist compliance consultancy in financial services.
- Benefits: 25 days annual leave, hybrid working, private medical insurance, and unlimited coaching.
- Other info: Join a diverse team committed to innovation and professional growth.
- Why this job: Influence regulatory strategies and build your profile in a dynamic environment.
- Qualifications: Experience in investment firms and strong knowledge of FCA regulations required.
The predicted salary is between 43200 - 72000 £ per year.
Cosegic's Investment Firms practice is growing. We advise investment managers, private markets firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and complex compliance challenges. This is a role for someone who wants to lead client relationships, shape regulatory strategy and help build a high-performing practice.
The Opportunity
- Lead client engagements across a portfolio of investment firms
- Provide senior regulatory advice covering FCA and SEC obligations
- Oversee compliance monitoring programmes, audits and remediation activity
- Support authorisations, Variations of Permission, Change in Control and registrations
- Provide strategic insight to senior stakeholders and boards
You will also:
- Build, develop and own your client book
- Identify commercial opportunities and support service-line growth
- Contribute to thought leadership and consulting methodology
- Mentor Consultants and support team development
This is advisory with leadership and commercial ownership.
What We're Looking For
- Experience supporting investment firms gained in consultancy, professional services, industry or a supervisory environment.
- Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR and the Investment Firm Prudential Regime.
- Commercial awareness, leadership capability and confidence operating at senior stakeholder level are essential.
Why Join
You will work directly with CEOs, COOs, CCOs, SMFs and boards influencing how investment firms interpret and respond to regulatory change. At Cosegic, we support 800+ firms across the financial services sector. Our Investment Firms practice combines deep technical expertise with practical delivery, helping clients navigate complex regulation while achieving commercial objectives.
If you want to lead client relationships, develop a practice and grow your own profile, this is that platform.
Benefits and Perks
- 25 days annual leave
- Hybrid working from our London, Cannon Street office
- Ability to work from abroad (up to 21 working days per year)
- Private Medical Insurance and Health Cash Plan
- Unlimited one-to-one coaching with MoreHappi Coaching
- Employee Benefits Platform, including Cycle to Work Scheme and Pluxe Card
- Tusker Electric Car Scheme
- Employee Assistance Programme (including counselling sessions)
- Pension Scheme
- Learning and development opportunities
- Volunteering, fundraising and fun company events
About Us
At Cosegic, we help firms rule the rules. We are a specialist compliance consultancy supporting financial services firms to navigate regulation with confidence and clarity. From FCA authorisation to ongoing compliance, prudential oversight and complex regulatory change, we provide practical, commercially focused advice that enables firms not just to meet requirements but to move forward with certainty.
Our team of experienced regulatory specialists works in focused practice areas, delivering deep technical expertise with a proactive mindset. We partner with firms across the financial services spectrum, including investment managers, private markets firms, brokers, capital markets participants, wealth managers, payments firms, crypto businesses, consumer credit providers, and insurance and lending institutions.
Our expertise extends across financial crime and AML compliance, strengthened by our acquisition of FINTRAIL, which enhances our capability to support firms in building robust, risk-based financial crime frameworks in increasingly complex regulatory environments.
Our approach combines strategic advice, embedded compliance support, online training and our proprietary technology platform, MyCosegic giving clients greater visibility, stronger governance and more control. We support over 800 firms across the UK and internationally. As regulation evolves, so do we by continually strengthening our expertise, refining our tools and helping our clients turn regulatory complexity into competitive advantage.
At Cosegic, compliance isn't just about keeping up. It's about staying ahead.
Our People
We are proud to be recognised as one of the UK's best workplaces for Consultancy and Professional Services by Great Place to Work. The investment in our people is our first priority; they are what make the Cosegic difference. We foster a culture of Ambition, where people are encouraged to grow and push boundaries; Alliance, where collaboration and trust are at the heart of how we work; Authenticity, where individuals are valued for who they are and can speak openly and honestly; and Agency, where everyone is empowered to take ownership and make an impact.
We are a diverse and inclusive team that supports each other, without egos, politics, or silos. We work hard to create an environment where everyone feels respected and heard, because this brings out the best in our people and the best service for our clients. We are committed to helping our clients win, by delivering innovative, expert solutions and building lasting partnerships rooted in trust and excellence.
This is a full-time, permanent role worked Monday to Friday on a hybrid basis (2 days/week at home and 3 days/week in the office). There is currently no deadline to apply; applications will be considered on a first-come first-served basis and the role will close once the right candidate has been found. We only accept applicant CVs from individuals who have the right to work in the UK.
Please note, we would like to thank all applicants for their interest in Cosegic. Due to the volume of applications received only those shortlisted will be contacted. If you have not received a response within 20 working days, please assume your application has not been successful.
Associate Director - Investment Firms in London employer: Cosegic
Cosegic is an exceptional employer that fosters a dynamic and inclusive work culture in the heart of London, offering employees the chance to lead impactful client engagements within the investment sector. With a strong emphasis on professional development, you will have access to mentorship opportunities and the resources needed to grow your career while contributing to innovative regulatory strategies. The hybrid working model ensures flexibility, allowing you to balance your professional and personal life effectively.
StudySmarter Expert Advice🤫
We think this is how you could land Associate Director - Investment Firms in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream role.
✨Tip Number 2
Prepare for interviews by researching the company and its recent projects. Show them you’re not just another candidate; you’re genuinely interested in how they operate and how you can contribute to their success.
✨Tip Number 3
Practice your pitch! Be ready to articulate your experience and how it aligns with the role of Associate Director. Highlight your leadership skills and regulatory knowledge to impress those senior stakeholders.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Associate Director - Investment Firms in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Associate Director – Investment Firms. Highlight your experience with FCA and SEC regulations, and don’t forget to showcase your leadership skills and commercial awareness.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for Cosegic. Mention specific experiences that relate to leading client engagements and providing regulatory advice.
Showcase Your Technical Knowledge:We want to see your strong grasp of FCA regulatory frameworks like MiFID and AIFMD. Include examples of how you've navigated complex compliance challenges in your previous roles.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and get the ball rolling on your journey with Cosegic.
How to prepare for a job interview at Cosegic
✨Know Your Regulations
Make sure you brush up on your knowledge of FCA and SEC regulations, especially MiFID, AIFMD, and SMCR. Being able to discuss these frameworks confidently will show that you're not just familiar with the rules but can also provide strategic insight.
✨Showcase Your Leadership Skills
Prepare examples of how you've led client engagements or mentored team members in the past. This role requires strong leadership capabilities, so demonstrating your experience in guiding others will set you apart.
✨Understand the Business Landscape
Research Cosegic and its position within the financial services sector. Be ready to discuss how you can contribute to their growth and identify commercial opportunities. This shows that you're not just looking for a job, but are genuinely interested in helping the company succeed.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's approach to compliance and regulatory challenges. This not only demonstrates your interest but also gives you a chance to engage in a meaningful conversation with your interviewers.
