At a Glance
- Tasks: Provide expert financial planning services to clients and support their investment journeys.
- Company: International financial planning firm with a focus on expat services.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity for career growth and to work with diverse clients globally.
- Why this job: Join a dynamic team and make a real difference in clients' financial futures.
- Qualifications: Financial Planning Certificate or equivalent, plus 2 years of experience in financial services.
The predicted salary is between 40000 - 50000 £ per year.
Our client is a unique international Financial Planning business specialising in Expat International Planning, Wealth & Investments and Pensions & Estate Planning.
A brilliant opportunity has arisen for an employed Financial Planner to provide regulated financial planning services to existing/new clients. Working within the adviser network, this individual will utilise their previous knowledge and experience to build on existing client relationships, leveraging commercial thinking and best advice for clients.
The Successful Applicant:
- Essential
- Financial Planning Certificate (FPC) – Chartered Insurance Institute (CII) or Certificate in Financial Advice (CeFA) – Institute of Financial Services.
- Minimum 2 years previous experience within Financial Services.
- Working towards R01, R02, J10, J12 or equivalent qualifications.
- Strong understanding of investment platforms, DFMs, insurance, pensions & investment structures.
- Able to explain complex financial information clearly.
- Strong computer literacy including CRM systems.
- Excellent client communication and listening skills.
- Strong commercial awareness.
- High ethical standards and professional integrity.
- Desirable
- Interest in financial markets and portfolio management.
- Strong analytical and mathematical skills.
- Full driving licence.
- Understanding of AIT processes and controlled function responsibilities.
Key Responsibilities:
- Contact and service existing clients, prospective clients, and introducers.
- Work with relevant advisers supporting clients relocating to or from the UK.
- Conduct due diligence on platforms and DFMs in line with company procedures.
- Prepare fully compliant financial recommendations covering pensions, investments and insurance products.
- Ensure suitability reports are completed and approved through the company’s compliance process.
- Support advisers in recommending AIT-managed portfolios to clients.
- Promote company independence, financial planning expertise, and AIT portfolios.
- Contribute to business growth targets through new client acquisition, cross-selling & client retention strategies.
- Maintain accurate and compliant records.
FCA & Regulatory Compliance
As an employed adviser, operate under the company’s FCA permissions complying with the Financial Services and Markets Act 2012 and follow the FCA Handbook and Principles for Approved Persons. Follow procedures for client advice, suitability reporting & documentation.
Locations
Financial Planner in Newport, Wales employer: Cornish-Vaughan Associates
Join a dynamic international Financial Planning business that prioritises employee development and offers a collaborative work culture. With a focus on Expat International Planning, our company provides extensive training opportunities and encourages professional growth, ensuring you can thrive in your role as a Financial Planner. Located in a vibrant area, we offer a supportive environment where your contributions are valued, and you can make a meaningful impact on clients' financial futures.
Contact Details:
Cornish-Vaughan Associates Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Financial Planner in Newport, Wales
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We think you need these skills to ace Financial Planner in Newport, Wales
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
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How to prepare for a job interview at Cornish-Vaughan Associates
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Cornish-Vaughan Associates.
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✨Network with Industry Professionals
Before your interview, reach out to current or former Cornish-Vaughan Associates employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
