At a Glance
- Tasks: Support risk management and compliance activities in a leading investment firm.
- Company: Top investment management firm with a focus on risk and compliance.
- Benefits: Highly competitive salary and a comprehensive benefits package.
- Other info: Join a diverse team committed to professional development and ethical conduct.
- Why this job: Gain valuable experience in risk management and compliance within a dynamic financial environment.
- Qualifications: Experience in risk management or compliance, strong organisational skills, and attention to detail.
The predicted salary is between 40000 - 50000 £ per year.
Our client, a leading investment management firm, is seeking a Compliance Analyst to support the delivery of a broad range of risk management and regulatory compliance activities across the business. This is an excellent opportunity for an individual looking to further develop their career within Risk & Compliance, gaining exposure to enterprise risk management, regulatory reporting, governance processes and compliance oversight within a regulated financial services environment.
Essential Skills/Experience
- Experience supporting risk management and/or compliance activities within a regulated financial services environment.
- Understanding of the asset management industry and associated regulatory requirements.
- Strong organisational skills with the ability to manage multiple tasks and priorities effectively.
- Proactive and accountable approach to work, with the confidence to escalate issues when appropriate.
- Excellent attention to detail and a professional, conscientious mindset.
- Strong communication and collaboration skills, with the ability to work effectively as part of a team.
- Commitment to continuous learning and professional development.
- High levels of integrity and ethical conduct.
Core Responsibilities
- Support the ongoing operation and maintenance of the firm's Enterprise Risk Management Framework, associated policies and processes.
- Assist with risk event management activities and the monitoring and reporting of key risk indicators.
- Support the preparation and delivery of Risk & Compliance reporting for internal governance committees, regulators and clients.
- Undertake day-to-day compliance monitoring activities, including personal account dealing, gifts and hospitality, and outside business activities.
- Deliver compliance induction training for new employees.
- Contribute to client due diligence responses from a Risk & Compliance perspective.
- Support the maintenance and administration of Risk & Compliance systems and tools.
- Assist with the coordination of internal audit activities and wider Risk & Compliance projects as required.
Benefits
- A highly competitive salary
- Wider Benefits package
Compliance Analyst (Policy & Framework) employer: Core-Asset-Consulting
As a leading investment management firm, we pride ourselves on fostering a dynamic work culture that prioritises professional growth and continuous learning. Our Compliance Analyst role offers not only a competitive salary and comprehensive benefits package but also the chance to engage in meaningful compliance and risk management activities within a supportive team environment. Located in a vibrant financial hub, employees benefit from networking opportunities and exposure to industry best practices, making it an ideal place for those looking to advance their careers in the regulated financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst (Policy & Framework)
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Core-Asset-Consulting looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst (Policy & Framework)
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Core-Asset-Consulting. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Core-Asset-Consulting
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Core-Asset-Consulting’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
