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- Tasks: Join our Edinburgh team as a Senior Compliance Analyst, supporting North American compliance initiatives.
- Company: Be part of a global asset management firm known for its success and innovation.
- Benefits: Enjoy a competitive salary and a comprehensive benefits package.
- Why this job: This role offers diverse responsibilities and the chance to impact regulatory compliance positively.
- Qualifications: Significant experience in compliance analysis and strong knowledge of North American regulations required.
- Other info: We value diversity and encourage applications from all backgrounds.
The predicted salary is between 43200 - 72000 £ per year.
Our client, a global asset management firm, is seeking an experienced Compliance Analyst to join their Edinburgh team on a permanent basis. This is a great opportunity to join a successful business and take on a varied role. You will be responsible for assisting the North American Compliance Managers with the execution of the annual North American Compliance program. Candidates must have strong knowledge of North America's regulatory environment.
Essential Skills/Experience:
- Significant experience at a senior compliance analyst level or equivalent in an advisory role
- Strong knowledge of the US and/or Canadian regulatory jurisdictional requirements for Investment Advisers
- Excellent communication and interpersonal skills and the ability to interact at all levels within the firm
- A proactive approach to problem solving and keen attention to detail
- Ability to work independently and as part of a team
- Strong organisational and project management skills
- AQ / IMC / CISI Compliance Diploma or equivalent North American Compliance qualifications (preferred)
Core Responsibilities:
- Knowledge Development: Support the development and core understanding of junior colleagues in North American Compliance matters
- Compliance Framework: Support the successful delivery of the organisation's North American Compliance frameworks, encouraging innovations, continuous improvements and ensuring processes are future proof
- Compliance RADAR: Monitor North American regulatory developments through the Compliance RADAR process and provide subject matter expertise in supporting junior colleagues on this process
- Perform analysis on North American regulatory development items identified through the Compliance RADAR process and identify and highlight potential or actual impacts with senior compliance and business leaders
- Assurance Reporting: Lead on the completion of scheduled North American Compliance assurance reporting for Board/Group/Committee and Investment Vehicles, demonstrating judgment on information and content to be provided
- Project Leadership: Lead North American regulatory project initiatives, demonstrating confidence and judgment in identifying solutions and working with the business through and beyond regulatory implementation as required
- Policy Reviews: Support on technical reviews of annual and ad-hoc reviews of Group and North American Compliance policies, framework documentation, and process notes
- Regulatory Advice: Deliver subject matter expertise through the provision of regulatory advice and assistance to stakeholders, including senior management, on North American compliance matters
Benefits: A highly competitive salary and wider benefits package.
Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.
Senior Compliance Analyst employer: Core-Asset Consulting Ltd
Contact Detail:
Core-Asset Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest North American regulatory changes. Being well-versed in current regulations will not only boost your confidence during interviews but also demonstrate your proactive approach to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in North American regulations. Attend industry events or join relevant online forums to connect with potential colleagues and gain insights into the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlighting your problem-solving skills and attention to detail will resonate well with hiring managers.
✨Tip Number 4
Showcase your leadership abilities by discussing any projects you've led that involved compliance initiatives. This will illustrate your capability to manage teams and drive compliance efforts effectively.
We think you need these skills to ace Senior Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your significant experience as a compliance analyst, particularly in relation to North American regulatory environments. Use specific examples that demonstrate your knowledge of US and Canadian regulations.
Craft a Strong Cover Letter: In your cover letter, emphasise your proactive problem-solving skills and attention to detail. Mention how your experience aligns with the core responsibilities listed in the job description, such as leading compliance projects and providing regulatory advice.
Showcase Communication Skills: Since excellent communication is essential for this role, consider including examples in your application that demonstrate your ability to interact effectively at all levels within an organisation. This could be through past experiences or specific projects.
Highlight Relevant Qualifications: If you possess any relevant qualifications like AQ, IMC, or CISI Compliance Diploma, make sure to mention these prominently in your application. If you have equivalent North American Compliance qualifications, include those as well to strengthen your candidacy.
How to prepare for a job interview at Core-Asset Consulting Ltd
✨Know Your Regulations
Make sure you have a solid understanding of the US and Canadian regulatory environments. Brush up on recent changes and be prepared to discuss how they might impact the firm.
✨Showcase Your Communication Skills
As a Senior Compliance Analyst, you'll need to interact with various levels within the firm. Practice articulating complex compliance concepts clearly and confidently.
✨Demonstrate Problem-Solving Abilities
Be ready to share examples of how you've proactively solved compliance issues in the past. Highlight your attention to detail and your ability to think critically under pressure.
✨Prepare for Project Leadership Questions
Expect questions about your experience leading projects. Think of specific instances where you successfully managed compliance initiatives and how you navigated challenges during implementation.
