At a Glance
- Tasks: Support regulatory compliance and foster a client-first culture in a leading financial firm.
- Company: Join a top financial services firm in Newcastle with a strong commitment to compliance.
- Benefits: Competitive salary, inclusive workplace, and opportunities for professional growth.
- Other info: Diverse and inclusive environment welcoming applicants from all backgrounds.
- Why this job: Make a real impact by ensuring compliance and promoting integrity across the organisation.
- Qualifications: Strong communication skills and pensions knowledge required; analytical mindset is a plus.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading financial services firm, is looking for a Compliance Officer to join their team in Newcastle. This is a fantastic opportunity for a compliance professional to play a pivotal role in supporting the business in meeting its regulatory obligations while fostering a strong, client‑first compliance culture. The role requires strong pensions knowledge.
Skills & Experience
- Excellent communication skills, with the ability to explain complex regulatory requirements to both technical and non‑technical audiences.
- Strong attention to detail and the ability to identify risks, inconsistencies, or breaches.
- Proven analytical skills, with experience applying FCA regulations across a variety of business contexts.
- Ability to manage competing priorities and regulatory deadlines while maintaining high standards.
- Commercial awareness and business acumen, balancing compliance requirements with organisational objectives.
- Strong written skills, with the ability to draft clear, accurate, and compliant documentation.
Core Responsibilities
- Translate FCA regulations, guidance, and publications into clear, actionable advice for the business.
- Provide timely responses to queries, identify potential risks, and escalate issues appropriately.
- Review and approve financial promotions and materials to ensure adherence to FCA requirements.
- Act as a compliance stakeholder in new initiatives, offering guidance on governance and regulatory considerations.
- Promote compliance awareness across the organisation, embedding values of integrity and customer‑focus at all levels.
Eligibility
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.
Equal Opportunities Statement
Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.
Compliance Officer in Newcastle upon Tyne employer: Core-Asset Consulting Ltd
Core-Asset Consulting is an excellent employer, offering a dynamic work environment in the Gyle area of Edinburgh where Customer Service Advisers can thrive. With a strong commitment to employee growth and development, the company fosters a collaborative culture that values diversity and inclusivity, ensuring that all team members are supported in delivering exceptional service. The contract roles provide stability until May 2027, making it an attractive opportunity for those seeking meaningful employment in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in Newcastle upon Tyne
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Core-Asset Consulting Ltd looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer in Newcastle upon Tyne
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Core-Asset Consulting Ltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Core-Asset Consulting Ltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Core-Asset Consulting Ltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
