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- Tasks: Ensure regulatory compliance and support monitoring processes in a dynamic front office team.
- Company: Leading financial services consultancy with a strong reputation.
- Benefits: Competitive salary and an attractive benefits package.
- Why this job: Join a vibrant team and make a difference in compliance within the financial sector.
- Qualifications: Degree, relevant industry experience, and knowledge of FCA Suitability requirements.
- Other info: Exciting opportunities for career advancement in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A financial services consultancy is seeking an experienced compliance professional to join their front office team in London or Edinburgh. The role involves ensuring regulatory compliance and supporting monitoring processes. The ideal candidate will possess a degree, relevant industry experience, and strong knowledge of FCA Suitability requirements. Benefits include a competitive salary and a wider benefits package.
Front Office Risk & Suitability Specialist in London employer: Core-Asset Consulting Ltd
Contact Detail:
Core-Asset Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk & Suitability Specialist in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can refer you directly to hiring managers.
✨Tip Number 2
Prepare for interviews by brushing up on FCA Suitability requirements. We recommend creating a cheat sheet of key points and examples from your experience that demonstrate your knowledge. This will help you stand out as a compliance whiz!
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to get comfortable discussing your experience and how it relates to the role. The more you practice, the more confident you'll feel when it’s time to shine.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you along the way, and applying directly can sometimes give you an edge. Plus, we love seeing familiar faces in our applications!
We think you need these skills to ace Front Office Risk & Suitability Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and knowledge of FCA Suitability requirements. We want to see how your background aligns with the role, so don’t be shy about showcasing your skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our front office team. Share specific examples of your past work that demonstrate your expertise in regulatory compliance.
Be Clear and Concise: When filling out your application, keep your language clear and to the point. We appreciate straightforward communication, so avoid jargon and make sure your key points stand out!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Core-Asset Consulting Ltd
✨Know Your FCA Suitability Requirements
Make sure you brush up on the FCA Suitability requirements before your interview. Being able to discuss these regulations confidently will show that you’re not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Compliance Experience
Prepare specific examples from your past roles where you ensured regulatory compliance or improved monitoring processes. This will help demonstrate your hands-on experience and how it aligns with what the consultancy is looking for.
✨Research the Company Culture
Take some time to understand the company’s values and culture. This will not only help you tailor your answers but also allow you to ask insightful questions that show you’re genuinely interested in being part of their team.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Practise articulating your thought process clearly, as this will highlight your analytical abilities and decision-making skills.
