Senior Compliance Officer – Investment Management in Glasgow

A leading wealth management firm in Glasgow is seeking a Compliance Officer to manage regulatory reporting and ensure adherence to FCA requirements. The role demands significant compliance experience within investment management and a strong understanding of the FCA Handbook. It offers autonomy and the chance to contribute strategically within a fast-paced environment. You will be responsible for a wide variety of regulatory tasks, leading the ICARA process and conducting compliance tests across investment conduct areas. #J-18808-Ljbffr