At a Glance
- Tasks: Support risk management and compliance activities in a dynamic financial services environment.
- Company: Join a leading firm with a commitment to integrity and professional development.
- Benefits: Enjoy a competitive salary and a comprehensive benefits package.
- Other info: Embrace a culture of continuous learning and collaboration.
- Why this job: Develop your career in Risk & Compliance while making a real impact.
- Qualifications: Experience in risk management or compliance within financial services is essential.
The predicted salary is between 50000 - 65000 £ per year.
Our client is seeking an experienced enterprise risk and compliance professional to work out of either their London or Edinburgh office, to support the delivery of a broad range of risk management and regulatory compliance activities across the business. This is an excellent opportunity for an individual looking to further develop their career within Risk & Compliance, developing further in enterprise risk management, regulatory reporting, governance processes and compliance oversight within a regulated financial services environment.
Essential Skills / Experience
- Experience supporting risk management and/or compliance activities within a regulated financial services environment.
- Understanding of the asset management industry and associated regulatory requirements.
- Experience of working with internal operations or technology teams would be beneficial.
- Strong organisational skills with the ability to manage multiple tasks and priorities effectively.
- Proactive and accountable approach to work, with the confidence to escape issues when appropriate.
- Excellent attention to detail and a professional, conscientious mindset.
- Strong communication and collaboration skills, with the ability to work effectively as part of a team.
- Commitment to continuous learning and professional development.
- High levels of integrity and ethical conduct.
Core Responsibilities
- Support the ongoing operation and maintenance of the firm's Enterprise Risk Management Framework, associated policies and processes.
- Assist with risk event management activities and the monitoring and reporting of key risk indicators.
- Support the preparation and delivery of Risk & Compliance reporting for internal governance committees, regulators and clients.
- Undertake day-to-day compliance monitoring activities, including personal account dealing, gifts and hospitality, and outside business activities.
- Deliver compliance induction training for new employees.
- Contribute to client due diligence responses from a Risk & Compliance perspective.
- Support the maintenance and administration of Risk & Compliance systems and tools.
- Assist with the coordination of internal audit activities and wider Risk & Compliance projects as required.
Benefits
- A highly competitive salary.
- Wider Benefits package.
Core-Asset Consulting is an equal opportunities recruiter, and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.
Enterprise Risk & Compliance Specialist employer: Core-Asset Consulting Ltd
Core-Asset Consulting is an exceptional employer, offering a dynamic work environment in either London or Edinburgh, where employees can thrive in their careers within the financial services sector. With a strong commitment to professional development, a competitive salary, and a comprehensive benefits package, the company fosters a culture of collaboration and integrity, ensuring that every team member feels valued and empowered to contribute to meaningful risk management and compliance initiatives.
