At a Glance
- Tasks: Support risk management and compliance activities in a leading investment firm.
- Company: Join a top investment management firm with a focus on risk and compliance.
- Benefits: Highly competitive salary and a comprehensive benefits package.
- Other info: Equal opportunities employer, welcoming diverse applicants.
- Why this job: Gain valuable experience in risk management and regulatory compliance within finance.
- Qualifications: Experience in risk management or compliance in financial services is essential.
The predicted salary is between 50000 - 70000 £ per year.
Our client, a leading investment management firm, is seeking a Compliance Analyst to support the delivery of a broad range of risk management and regulatory compliance activities across the business. This is an excellent opportunity for an individual looking to further develop their career within Risk & Compliance, gaining exposure to enterprise risk management, regulatory reporting, governance processes and compliance oversight within a regulated financial services environment.
Essential Skills/Experience
- Experience supporting risk management and/or compliance activities within a regulated financial services environment.
- Understanding of the asset management industry and associated regulatory requirements.
- Strong organisational skills with the ability to manage multiple tasks and priorities effectively.
- Proactive and accountable approach to work, with the confidence to elevate issues when appropriate.
- Excellent attention to detail and a professional, conscientious mindset.
- Strong communication and collaboration skills, with the ability to work effectively as part of a team.
- Commitment to continuous learning and professional development.
- High levels of integrity and ethical conduct.
Core Responsibilities
- Support the ongoing operation and maintenance of the firm's Enterprise Risk Management Framework, associated policies and processes.
- Assist with risk event management activities and the monitoring and reporting of key risk indicators.
- Support the preparation and delivery of Risk & Compliance reporting for internal governance committees, regulators and clients.
- Undertake day‑to‑day compliance monitoring activities, including personal account dealing, gifts and hospitality, and outside business activities.
- Deliver compliance induction training for new employees.
- Contribute to client due diligence responses from a Risk & Compliance perspective.
- Support the maintenance and administration of Risk & Compliance systems and tools.
- Assist with the coordination of internal audit activities and wider Risk & Compliance projects as required.
Benefits
- A highly competitive salary
- Wider Benefits package
Core-Asset Consulting is an equal opportunities recruiter, and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.
Compliance Analyst (Policy & Framework) employer: Core-Asset Consulting Ltd
As a leading investment management firm, we pride ourselves on fostering a dynamic work environment that prioritises professional growth and development. Our commitment to continuous learning is complemented by a competitive salary and a comprehensive benefits package, ensuring our employees feel valued and supported. Located in a vibrant financial hub, we offer unique opportunities for collaboration and innovation within the risk and compliance sector, making us an exceptional employer for those seeking meaningful and rewarding careers.
