CORA Search in Gateshead is seeking a senior compliance professional to join our FCA-regulated financial services team. You will work with the Head of Compliance and Audit to maintain a risk-based framework and provide day-to-day leadership and advice across the business.
Key duties include handling regulatory breaches, complaints investigations under DISP, implementing the Consumer Duty, delivering monitoring plans, and producing monthly MI for governance forums. Office-based, 9am-5pm.
