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For Companies At a Glance
- Tasks: Lead compliance projects and advise on ESG & Sustainability regulations.
- Company: A leading Alternative Investments firm focused on sustainability and social impact.
- Benefits: Competitive salary, bonus structure, and a collaborative work environment.
- Why this job: Join a certified B Corporation and make a real difference in compliance and sustainability.
- Qualifications: 6+ years in compliance, strong knowledge of AIFMD and SEC regulations.
- Other info: Work onsite in stunning Central London, with excellent career growth opportunities.
The predicted salary is between 43200 - 72000 £ per year.
We are partnered with a leading Alternative Investments firm, with a focus on Sustainability and Private Equity, as they look to bring in a Senior Compliance Manager to strengthen the capability and knowledge of the existing compliance function. This is a generalist role, which will report directly into the UK Head of Compliance.
Responsibilities
- Provide leadership on regulatory change projects, with a focus on horizon scanning responsibilities, and advising the business on anything relevant.
- Act as a lead on the firm's ESG & Sustainability Regimes, again providing advisory support to the wider business.
- Submit regulatory filings in line with the US SEC Compliance requirements, including Form ADVs.
- Assist with the firm's CASS framework, including the auditing of this.
- Support the CRO with the IFPR Framework, looking at the ICARA, winddown planning and MiFIDPRU.
- Review and approval of Financial Promotions for the business.
- Assistance with Data Protection and Governance frameworks.
Qualifications
- 6+ years experience working within the buy side, ideally with an Alternative Investment firm.
- Strong working knowledge of AIFMD regulations and the wider FCA Handbook, including CASS, MiFIDPRU and ESG.
- Experience dealing with US SEC regulatory filings within a Registered Investment Adviser.
- Good knowledge of Financial Promotion rules.
- Able to work collaboratively as part of a team, but look after projects independently when needed.
- Interest in using technology to enhance and improve compliance processes.
- Strong academic background, ideally with a professional qualification or diploma.
The firm promotes a collaborative and social culture, with the role being based onsite at their stunning, Central London-based office four days per week. There is a highly competitive salary and bonus structure available as well.
As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.
Senior Compliance Manager in London employer: Coopman Search and Selection | B CorpTM
Contact Detail:
Coopman Search and Selection | B CorpTM Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join relevant groups on LinkedIn, and don’t be shy about reaching out to current employees at the firm. We all know that sometimes it’s not just what you know, but who you know!
✨Show Off Your Skills
When you get the chance to chat with potential employers, make sure to highlight your experience with regulatory change projects and ESG frameworks. We want to see how you can bring value to their compliance function, so be ready to share specific examples of your past successes.
✨Prepare for the Interview
Do your homework on the firm and its compliance challenges. We suggest preparing some thoughtful questions about their current projects and how you can contribute. This shows you’re genuinely interested and ready to hit the ground running!
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience with AIFMD regulations and any relevant projects you've led. We want to see how your background aligns with our focus on sustainability and compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the alternative investments space. Share specific examples of how you've navigated regulatory changes or improved processes in previous roles.
Showcase Your Team Spirit: We love collaboration, so make sure to mention your experience working as part of a team. Highlight instances where you’ve successfully led projects independently but also contributed to group efforts, especially in compliance-related tasks.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our amazing team at StudySmarter!
How to prepare for a job interview at Coopman Search and Selection | B CorpTM
✨Know Your Regulations Inside Out
Make sure you brush up on AIFMD regulations, FCA Handbook, and the specifics of CASS and MiFIDPRU. Being able to discuss these confidently will show that you're not just familiar with the rules but can also apply them in a practical context.
✨Showcase Your ESG Passion
Since this role involves leading on ESG & Sustainability regimes, be prepared to discuss your views on these topics. Share any relevant experiences or projects you've worked on that demonstrate your commitment to sustainability in compliance.
✨Prepare for Regulatory Filings Questions
Expect questions about US SEC regulatory filings, especially Form ADVs. Brush up on your knowledge here and be ready to explain how you've handled similar tasks in the past, showcasing your attention to detail and accuracy.
✨Demonstrate Collaborative Spirit
This role requires teamwork, so think of examples where you've successfully collaborated on compliance projects. Highlight your ability to work independently as well, showing that you can take charge when needed while still being a team player.
