Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London

Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London

London Full-Time 80000 - 100000 € / year (est.) No home office possible
Coopman Search and Selection | B CorpTM

At a Glance

  • Tasks: Lead compliance function and liaise with FCA for a global trading firm.
  • Company: Join a leading global trading firm in the heart of London.
  • Benefits: Competitive salary, dynamic work environment, and career advancement opportunities.
  • Other info: Hands-on approach required in a vibrant and challenging environment.
  • Why this job: Make a real impact by shaping compliance strategies in a fast-paced industry.
  • Qualifications: Experience in senior compliance roles and strong knowledge of FCA regulations.

The predicted salary is between 80000 - 100000 € per year.

Coopman Search and Selection | B CorpTM is seeking a Head of Compliance for a leading global trading firm in London. This senior role requires ownership of the compliance function, acting as the primary contact for the FCA, and leading the compliance program day-to-day.

Ideal candidates will have:

  • Experience in senior compliance roles within trading markets
  • Strong knowledge of FCA regulations
  • Demonstrable ability to build compliance frameworks

A hands-on approach is essential in this fast-paced environment.

Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London employer: Coopman Search and Selection | B CorpTM

As a leading global trading firm based in London, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel. We offer competitive benefits, continuous professional development opportunities, and a collaborative environment where innovation thrives, making us an exceptional employer for those seeking meaningful and rewarding careers in compliance.

Coopman Search and Selection | B CorpTM

Contact Detail:

Coopman Search and Selection | B CorpTM Recruiting Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London

Tip Number 1

Network like a pro! Reach out to your connections in the trading and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.

Tip Number 2

Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can showcase your expertise and hands-on approach during those crucial conversations.

Tip Number 3

Don’t just apply and wait! Follow up on your applications with a quick email or LinkedIn message. It shows your enthusiasm and keeps you on their radar, which is super important in a fast-paced environment like trading.

Tip Number 4

Check out our website for the latest job openings. We often have exclusive listings that might not be advertised elsewhere, giving you a better chance to land that Senior Compliance Lead role!

We think you need these skills to ace Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London

Compliance Management
FCA Regulations Knowledge
Compliance Framework Development
Senior Compliance Experience
Trading Markets Expertise
Stakeholder Engagement
Risk Management

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the role of Senior Compliance Lead. Highlight your experience in compliance within trading markets and any specific FCA regulations you've worked with. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've built compliance frameworks and led teams in fast-paced environments. We love a good story!

Showcase Your Hands-On Approach:In your application, emphasise your hands-on approach to compliance. We’re looking for someone who can dive into the day-to-day operations and make an impact. Share instances where you’ve taken initiative and driven compliance success.

Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!

How to prepare for a job interview at Coopman Search and Selection | B CorpTM

Know Your FCA Regulations

Make sure you brush up on the latest FCA regulations relevant to trading. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also proactive about staying updated.

Demonstrate Your Hands-On Approach

Prepare examples from your past experience where you took a hands-on approach to compliance challenges. This could be anything from implementing a new compliance framework to resolving a regulatory issue. Real-life stories resonate well!

Showcase Your Leadership Skills

As a Senior Compliance Lead, you’ll need to lead a team effectively. Be ready to discuss your leadership style and how you’ve successfully managed teams in high-pressure environments. Highlight any mentoring or training initiatives you've led.

Ask Insightful Questions

Prepare thoughtful questions about the company’s compliance culture and challenges they face. This not only shows your interest in the role but also helps you gauge if the company aligns with your values and work style.