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- Tasks: Support clients in investment sector with regulatory compliance and conduct audits.
- Company: High-growth compliance consultancy in London focused on sustainability.
- Benefits: Opportunities for professional growth and a supportive work environment.
- Why this job: Join a dynamic team making a real impact in the financial services sector.
- Qualifications: 2-5 years of compliance experience and knowledge of FCA regulation.
- Other info: Professional qualifications like CISI Diploma are a plus.
The predicted salary is between 36000 - 60000 £ per year.
A high-growth compliance consultancy in London is seeking a Regulatory Compliance Associate. The role involves supporting clients in the investment sector with regulatory compliance, including drafting FCA applications and conducting audits.
Candidates should have 2-5 years of compliance experience in financial services and knowledge of FCA regulation. A professional qualification like the CISI Diploma is a plus.
The company values sustainability and professional growth in its workplace.
Investments Regulatory Compliance Associate — FCA/MiFID in London employer: Coopman Search and Selection | B CorpTM
Contact Detail:
Coopman Search and Selection | B CorpTM Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investments Regulatory Compliance Associate — FCA/MiFID in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance sector on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes in the investment sector. We recommend having specific examples ready to showcase your compliance experience and how it aligns with the role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values, like sustainability and professional growth. We encourage you to check out our website for tailored opportunities that fit your career aspirations.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. We believe it shows your enthusiasm and professionalism, which are key in the compliance field.
We think you need these skills to ace Investments Regulatory Compliance Associate — FCA/MiFID in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in the investment sector. We want to see how your skills align with FCA regulations and any relevant qualifications you have.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory compliance and how you can contribute to our mission at StudySmarter. Keep it concise but impactful.
Showcase Your Knowledge: Demonstrate your understanding of FCA/MiFID regulations in your application. We love candidates who can articulate their knowledge and show us they’re up-to-date with industry standards.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Coopman Search and Selection | B CorpTM
✨Know Your Regulations
Make sure you brush up on FCA and MiFID regulations before the interview. Being able to discuss specific compliance requirements and how they impact the investment sector will show that you're not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare to talk about your previous compliance roles in detail. Highlight specific projects where you drafted FCA applications or conducted audits. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate your impact in those roles.
✨Emphasise Professional Growth
Since the company values professional growth, be ready to discuss your career aspirations and how you plan to develop your skills further. Mention any relevant qualifications like the CISI Diploma and express your enthusiasm for continuous learning in the compliance field.
✨Align with Their Values
Research the company's commitment to sustainability and think about how your personal values align with theirs. Be prepared to discuss how you can contribute to their mission and culture, showing that you're not just a fit for the role, but for the company as a whole.
