At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in wealth management.
- Company: A leading FCA-regulated wealth management firm in Greater London.
- Benefits: Competitive salary, professional development, and a chance to shape compliance strategy.
- Other info: Join a proactive team that values leadership and innovation.
- Why this job: Be a key player in advancing compliance as a strategic asset.
- Qualifications: Extensive compliance experience and Level 4 qualification in pension and investment advice.
The predicted salary is between 70000 - 90000 £ per year.
Coopman Search and Selection | B CorpTM is seeking a Head of Compliance for a leading FCA-regulated wealth management firm in Greater London. This pivotal role involves owning the compliance framework, supervising SMF16 obligations, and liaising with regulatory bodies.
Ideal candidates will have:
- Extensive compliance experience
- Strong knowledge of consumer-related regulations
- A Level 4 qualification in pension and investment advice
The firm values proactive leaders who can advance compliance as a strategic asset.
Head of Compliance — Wealth Management Growth Enabler in London employer: Coopman Search and Selection | B CorpTM
As a leading FCA-regulated wealth management firm in Greater London, we pride ourselves on fostering a dynamic work culture that champions compliance as a strategic asset. Our employees benefit from comprehensive professional development opportunities, a supportive environment that encourages proactive leadership, and the chance to make a meaningful impact in the financial sector. Join us to be part of a forward-thinking team dedicated to excellence and innovation in wealth management.
Contact Details:
Coopman Search and Selection | B CorpTM Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance — Wealth Management Growth Enabler in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the hunt for a Head of Compliance role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of consumer-related regulations. Be ready to discuss how you've navigated compliance challenges in the past and how you can turn compliance into a strategic asset for the firm.
✨Tip Number 3
Showcase your leadership skills! In your conversations, highlight instances where you've led teams or initiatives that improved compliance frameworks. This will demonstrate that you’re not just about ticking boxes but are a proactive leader.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you stand out, and applying directly can give you an edge. Plus, it shows you’re serious about landing that Head of Compliance gig!
We think you need these skills to ace Head of Compliance — Wealth Management Growth Enabler in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Head of Compliance. Highlight your extensive compliance experience and any relevant qualifications, especially those related to consumer regulations and pension advice.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this pivotal role. Mention how you can advance compliance as a strategic asset and your experience with SMF16 obligations.
Showcase Your Leadership Skills:Since the firm values proactive leaders, don’t forget to include examples of how you've led compliance initiatives in the past. We want to see how you’ve made compliance a priority in your previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Coopman Search and Selection | B CorpTM
✨Know Your Compliance Stuff
Make sure you brush up on the latest consumer-related regulations and FCA guidelines. Being able to discuss these confidently will show that you're not just familiar with compliance but are also passionate about it.
✨Showcase Your Leadership Skills
As a Head of Compliance, you'll need to demonstrate your ability to lead and influence. Prepare examples of how you've successfully managed compliance frameworks or led teams in previous roles. This will highlight your proactive approach.
✨Understand the Business
Get to grips with how compliance fits into the broader wealth management strategy. Be ready to discuss how you can position compliance as a strategic asset for the firm, rather than just a box-ticking exercise.
✨Engage with Regulatory Bodies
Familiarise yourself with the key regulatory bodies you'll be liaising with. Think about how you can build strong relationships with them and be prepared to discuss your experience in managing these interactions effectively.
