At a Glance
- Tasks: Support compliance programs and monitor regulatory changes in a dynamic hedge fund environment.
- Company: Top-tier hedge fund with a commitment to sustainability and stakeholder interests.
- Benefits: Competitive salary, professional growth opportunities, and a collaborative workplace culture.
- Why this job: Join a growing firm and make a real impact on compliance in the financial sector.
- Qualifications: 3-5 years in compliance, knowledge of AIFMD & MiFID II, strong organisational skills.
- Other info: Recognised as a Great Place to WorkTM with a focus on professional development.
The predicted salary is between 36000 - 60000 Β£ per year.
Coopman Search and Selection are delighted to partner with a top tier hedge fund which has circa $9 billion AUM who are looking to hire a Compliance Associate due to the impressive growth of the firm. The role will report directly into the CCO and will form part of a small compliance function.
In this role you will be responsible for supporting the compliance program, working across a wide variety of responsibilities across both core and trade compliance.
Key Responsibilities- Monitor and assess regulatory changes and ensure the business adapts accordingly.
- Implementation of compliance policy and updates as required.
- Assisting the team with the review and approval of marketing presentations, due diligence questionnaires, client reports and fund reports.
- Provide compliance advice to the business development function including jurisdictional marketing rules.
- Coordinate PAD requests.
- Prepare and submit non-financial regulatory filings.
- Coordinate AML/KYC requests from counterparties and investment entities.
- Ensure privacy and data protection rules are adhered to.
- Monitor staff training against regulatory requirements.
- Conduct periodic compliance reviews and audits.
- Stay current with industry best practices and regulations.
- Scope to be involved with applicable global regulation as the business grows.
- 3-5 years' experience in compliance within financial services, either on the buyside or sellside.
- Experience and knowledge of AIFMD & MiFID II.
- Demonstrate an interest to lead projects and take responsibility.
- Good organisational skills.
- Solid work ethic, with ability to work in a fast-paced environment.
Compliance Associate - Hedge Fund in London employer: Coopman Search and Selection | B CorpTM
Contact Detail:
Coopman Search and Selection | B CorpTM Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Compliance Associate - Hedge Fund in London
β¨Tip Number 1
Network like a pro! Reach out to folks in the hedge fund space, especially those who work in compliance. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
β¨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AIFMD and MiFID II. We want you to show off your expertise and how it applies to the role. Practice common compliance scenarios to demonstrate your problem-solving skills.
β¨Tip Number 3
Donβt forget to showcase your organisational skills! During interviews, share examples of how you've managed compliance projects or audits in the past. This will help us see how you can handle the fast-paced environment at the hedge fund.
β¨Tip Number 4
Apply through our website! Itβs the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Associate - Hedge Fund in London
Some tips for your application π«‘
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your experience in compliance within financial services, especially if youβve worked with AIFMD or MiFID II. We want to see how your skills match what weβre looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why youβre passionate about compliance and how you can contribute to our team. Donβt forget to mention any relevant projects youβve led or responsibilities youβve taken on.
Showcase Your Organisational Skills: In compliance, being organised is key! Make sure to highlight any experiences where youβve had to manage multiple tasks or projects simultaneously. We love seeing candidates who can thrive in a fast-paced environment like ours.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. Itβs the easiest way for us to keep track of your application and ensure it gets to the right people. Plus, it shows youβre serious about joining our team!
How to prepare for a job interview at Coopman Search and Selection | B CorpTM
β¨Know Your Regulations
Make sure you brush up on AIFMD and MiFID II regulations before the interview. Being able to discuss these topics confidently will show that you're not just familiar with compliance but also genuinely interested in the role.
β¨Showcase Your Organisational Skills
Prepare examples of how you've managed multiple compliance tasks or projects in the past. This could be anything from coordinating AML/KYC requests to conducting audits. Highlighting your organisational skills will demonstrate that you can thrive in a fast-paced environment.
β¨Be Ready for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Think about how you would monitor regulatory changes or implement compliance policies. Practising these scenarios can help you articulate your thought process clearly during the interview.
β¨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and how they stay current with industry best practices. This shows your enthusiasm for the role and helps you gauge if the company aligns with your values, especially since they are a Certified B Corporation.