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- Tasks: Support clients with compliance and regulatory queries while managing multiple projects.
- Company: Join Coopman Search and Selection, a B Corp consultancy known for its ethical approach.
- Benefits: Enjoy a collaborative culture, training opportunities, and exposure to diverse financial services clients.
- Why this job: Be part of an award-winning team that values professional growth and sustainability.
- Qualifications: Prior experience in investment firms or law, knowledge of investment regulations, and strong communication skills required.
- Other info: This is an entry-level, full-time role in London with exciting growth plans.
The predicted salary is between 36000 - 60000 £ per year.
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This team provides solutions to financial services, investment firms, regulated and non-regulated entities, from entrepreneurial ventures to established market leaders within financial services.
You will provide compliance, regulatory and advisory support to clients to meet key regulatory objectives and commitments.
Key responsibilities of the Compliance Manager:- Provide advisory support to client queries related to MiFID, AIFMD
- Manage multiple regulatory projects, developing solutions to ensure consistent and valued interpretation of the key legislation
- Keeping updated with changes in legislation and guidance drafted and published impacting AIFMD and MiFID firms
- Assist in the preparation of marketing material, reviewing financial promotions
- Assist in developing compliance policies and procedures
- Client interaction; meeting clients and regulators, managing relationships
- Ensuring quality and timely advice is delivered to clients
- Supporting junior members of the team with both technical insights and motivation
- Prior experience in an investment firm or professional service, or law firm supporting the investment management industry
- Knowledge of investment regulations (MiFID, AIFMD, MAR etc.)
- Understanding of investment firm governance and processes
- Knowledge of financial, regulatory or audit reporting
- A work ethic that provides a ‘can do’ attitude
- An ability to build trusted relationships
- Good written communication skills and attention to detail
- An ability to quickly learn new skills and knowledge on the job
- Strong organisational, verbal communication & time management
This is an excellent opportunity to join an expanding, award-winning specialist compliance consultancy with exciting growth plans. Our client offers a supportive and collaborative culture, training and development, and the opportunity to gain exposure to supporting various financial services clients.
As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.
Wholesale Investments Manager employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Wholesale Investments Manager
✨Tip Number 1
Familiarise yourself with the latest regulations related to MiFID and AIFMD. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the compliance and regulatory consultancy space. Attend industry events or webinars where you can meet potential colleagues or mentors who can provide insights into the role and company culture at Coopman Search and Selection.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed client relationships or regulatory projects in the past. This will help you illustrate your experience and problem-solving skills, which are crucial for the Wholesale Investments Manager role.
✨Tip Number 4
Showcase your ability to work collaboratively by highlighting any team projects you've been involved in. Since the role involves supporting junior members and working closely with clients, demonstrating your teamwork skills will be key to landing the job.
We think you need these skills to ace Wholesale Investments Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Wholesale Investments Manager position. Tailor your application to highlight relevant experience in compliance, regulatory support, and investment management.
Highlight Relevant Experience: In your CV and cover letter, emphasise your prior experience in investment firms or professional services. Mention specific projects or roles where you provided advisory support related to MiFID or AIFMD, showcasing your knowledge of investment regulations.
Showcase Communication Skills: Given the importance of client interaction in this role, ensure your application reflects strong written communication skills. Use clear and concise language, and provide examples of how you've successfully managed client relationships in the past.
Tailor Your Cover Letter: Craft a personalised cover letter that connects your skills and experiences to the values and mission of Coopman Search and Selection. Mention their status as a Certified B Corporation and how your work ethic aligns with their commitment to sustainability and stakeholder interests.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Familiarise yourself with key regulations such as MiFID and AIFMD. Be prepared to discuss how these regulations impact the investment management industry and provide examples of how you've navigated compliance issues in the past.
✨Demonstrate Client Interaction Skills
Since the role involves client interaction, think of specific instances where you've successfully managed client relationships. Highlight your communication skills and ability to deliver timely advice, as this will be crucial for the position.
✨Showcase Your Problem-Solving Abilities
Prepare to discuss how you've handled multiple regulatory projects or complex compliance challenges. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate your analytical thinking.
✨Emphasise Team Collaboration
This role requires supporting junior team members and working collaboratively. Share experiences where you've contributed to a team environment, mentored others, or helped foster a supportive culture within your workplace.
