At a Glance
- Tasks: Support clients with compliance in wholesale investment products and regulatory frameworks.
- Company: High-growth consultancy firm focused on compliance and sustainability.
- Benefits: Professional development, collaborative culture, and a commitment to doing good.
- Other info: Great opportunity for early-career professionals seeking growth and exposure.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: 1-2 years in Financial Services and knowledge of FCA regulations preferred.
The predicted salary is between 30000 - 40000 £ per year.
We are seeking a Regulatory Consultant to join the Investments practice of a well-respected, high growth Compliance focused consultancy firm. In this role you will be supporting a range of clients who offer wholesale investment products to both retail and institutional clients with a real breadth of compliance related support.
Key Responsibilities:
- Assisting with the drafting and submission of applications to the FCA for firms who fall in scope with both MiFID and AIFMD directives
- Performing the review of clients' Financial Promotions
- Providing clients with relevant and timely advice on regulatory developments which will impact them
- Conducting regulatory due diligence reviews as part of M&A projects
- Undertaking audits for clients on their existing regulatory frameworks and compiling detailed reports on your findings and recommendations
- Assist clients with the development of regulatory policies and procedures
- Building relationships with the existing client base to become a go-to, trusted advisor for any compliance queries
Experience and Competencies Required:
- 1-2 years’ experience within Financial Services, ideally with existing knowledge of FCA regulations
- Educated to degree level would be preferred
- High attention to detail with the ability to manage multiple projects and work streams at once, demonstrating strong written and verbal communication skills
- Strong desire to develop a career within regulatory compliance and have high motivations of professional development
- Solid work ethic, with ability to work individually and as part of a team on larger projects
- Excellent time-management skills
This is an incredibly high performing area of an already high performing business, so is a great opportunity for any compliance professional relatively early on in their career looking to gain broader exposure and professional development.
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Regulatory Consultant- Investments in Warrington employer: Coopman Search and Selection | B Corp™
Join a well-respected, high-growth consultancy firm that prioritises compliance and sustainability, offering a dynamic work environment in the heart of the financial sector. As a Certified B Corporation™ and a recognised Great Place to Work™, we provide our employees with exceptional professional development opportunities, a collaborative culture, and the chance to make a meaningful impact in the regulatory landscape. With a focus on supporting your career growth, you will thrive in a role that not only challenges you but also values your contributions to our clients and the community.
Contact Details:
Coopman Search and Selection | B Corp™ Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant- Investments in Warrington
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. Building relationships can open doors that applications alone can't.
✨Tip Number 2
Prepare for interviews by researching the company and its clients. Understand their compliance challenges and think about how you can add value. This will show you're genuinely interested and ready to contribute.
✨Tip Number 3
Practice your pitch! Be ready to explain your experience and how it relates to the role. Highlight your knowledge of FCA regulations and your passion for regulatory compliance.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Regulatory Consultant- Investments in Warrington
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Regulatory Consultant role. Highlight your experience with FCA regulations and any relevant projects you've worked on. We want to see how your skills align with what we're looking for!
Showcase Your Attention to Detail:In compliance, every detail matters! Use your application to demonstrate your high attention to detail. Whether it's through your writing style or the way you present your experiences, we appreciate clarity and precision.
Express Your Passion for Compliance:Let us know why you're excited about a career in regulatory compliance. Share your motivations and how you see yourself growing in this field. We love candidates who are eager to learn and develop professionally!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen to join our team!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially MiFID and AIFMD directives. Being able to discuss these in detail will show your potential employer that you're not just familiar with the basics but are genuinely invested in the role.
✨Showcase Your Attention to Detail
Prepare examples from your past experiences where your attention to detail made a difference. Whether it was drafting applications or conducting audits, being able to highlight specific instances will demonstrate your capability in this area.
✨Build Rapport
During the interview, focus on building a connection with your interviewers. Ask insightful questions about their clients and projects. This not only shows your interest but also positions you as someone who values relationships, which is key in consultancy.
✨Demonstrate Your Work Ethic
Be ready to discuss how you've managed multiple projects in the past. Share strategies you’ve used for time management and prioritisation. This will reassure them that you can handle the fast-paced environment of regulatory compliance.
