At a Glance
- Tasks: Support clients with compliance for investment products and regulatory submissions.
- Company: High-growth consultancy firm focused on compliance in the investment sector.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Other info: Join a dynamic team with a focus on innovation and client success.
- Why this job: Make a real impact by guiding clients through complex regulatory landscapes.
- Qualifications: Knowledge of FCA regulations and strong analytical skills.
The predicted salary is between 50000 - 60000 £ per year.
We are seeking a Regulatory Consultant to join the Investments practice of a well respected, high growth Compliance focused consultancy firm. In this role you will be supporting a range of clients who offer wholesale investment products to both retail and institutional clients with a real breadth of compliance related support.
Key Responsibilities:
- Assisting with the drafting and submission of applications to the FCA for firms who fall in scope with both MiFID and AIFMD directives
- Performing the review of clients' Financial Promotions
- Providing clients with relevant and timely advice on regulatory developments which will impact them
- Conducting regulatory due diligence reviews as part of M
Regulatory Consultant- Investments employer: Coopman Search and Selection | B Corp™
Join a dynamic and rapidly growing consultancy firm that prioritises compliance and offers a supportive work environment. As a Regulatory Consultant in Investments, you will benefit from a culture of collaboration and continuous learning, with ample opportunities for professional development and career progression. Located in a vibrant area, the firm provides a unique chance to work with a diverse client base while enjoying a healthy work-life balance and competitive benefits.
Contact Details:
Coopman Search and Selection | B Corp™ Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant- Investments
✨Tip Number 1
Network like a pro! Reach out to professionals in the regulatory space on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID and AIFMD directives. We want you to show off your expertise and impress potential employers with your understanding of compliance regulations.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. We recommend checking out our website for tailored opportunities that fit your skills as a Regulatory Consultant.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. We believe showing appreciation can set you apart from other candidates.
We think you need these skills to ace Regulatory Consultant- Investments
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Regulatory Consultant role. Highlight your experience with compliance, FCA applications, and any relevant regulatory frameworks like MiFID and AIFMD. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills can benefit our clients. Be specific about your experience with financial promotions and regulatory advice – we love details!
Showcase Your Knowledge:Demonstrate your understanding of the regulatory landscape in your application. Mention any recent developments or changes in regulations that could impact our clients. This shows us you’re proactive and knowledgeable, which is exactly what we need!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Make sure you brush up on the MiFID and AIFMD directives before your interview. Understanding these regulations will not only show your expertise but also demonstrate your commitment to the role.
✨Showcase Your Experience
Prepare specific examples from your past work where you've successfully assisted clients with compliance issues. This could include drafting applications or conducting due diligence reviews. Real-life scenarios will make your answers more impactful.
✨Stay Updated on Industry Trends
Familiarise yourself with the latest regulatory developments that could affect investment products. Being able to discuss current trends will highlight your proactive approach and genuine interest in the field.
✨Ask Insightful Questions
Prepare thoughtful questions about the consultancy's approach to compliance and how they support their clients. This shows that you're not just interested in the job, but also in how you can contribute to their success.
