At a Glance
- Tasks: Support clients with compliance in wholesale investment products and regulatory frameworks.
- Company: High-growth consultancy firm focused on compliance and sustainability.
- Benefits: Professional development, collaborative culture, and a commitment to doing good.
- Other info: Great opportunity for early-career professionals to grow and excel.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: 1-2 years in Financial Services and a degree preferred.
The predicted salary is between 35000 - 45000 £ per year.
We are seeking a Regulatory Consultant to join the Investments practice of a well-respected, high growth Compliance focused consultancy firm. In this role you will be supporting a range of clients who offer wholesale investment products to both retail and institutional clients with a real breadth of compliance related support.
Key Responsibilities:
- Assisting with the drafting and submission of applications to the FCA for firms who fall in scope with both MiFID and AIFMD directives
- Performing the review of clients' Financial Promotions
- Providing clients with relevant and timely advice on regulatory developments which will impact them
- Conducting regulatory due diligence reviews as part of M&A projects
- Undertaking audits for clients on their existing regulatory frameworks and compiling detailed reports on your findings and recommendations
- Assist clients with the development of regulatory policies and procedures
- Building relationships with the existing client base to become a go-to, trusted advisor for any compliance queries
Experience and Competencies Required:
- 1-2 years’ experience within Financial Services, ideally with existing knowledge of FCA regulations
- Educated to degree level would be preferred
- High attention to detail with the ability to manage multiple projects and work streams at once, demonstrating strong written and verbal communication skills
- Strong desire to develop a career within regulatory compliance and have high motivations of professional development
- Solid work ethic, with ability to work individually and as part of a team on larger projects
- Excellent time-management skills
This is an incredibly high performing area of an already high performing business, so is a great opportunity for any compliance professional relatively early on in their career looking to gain broader exposure and professional development.
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Regulatory Consultant- Investments in Reading employer: Coopman Search and Selection | B Corp™
Join a well-respected, high-growth consultancy firm that prioritises compliance and sustainability, offering a dynamic work environment where your contributions truly matter. With a strong focus on professional development, you will have the opportunity to build meaningful relationships with clients while working alongside a team of dedicated professionals in a culture that values collaboration and innovation. As a Certified B Corporation™ and a recognised Great Place to Work™, we are committed to creating a workplace that supports your career aspirations and promotes a positive impact on society.
Contact Details:
Coopman Search and Selection | B Corp™ Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant- Investments in Reading
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who know about FCA regulations. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID and AIFMD directives. We want you to be the go-to person for compliance queries, so show off your expertise and confidence during those interviews!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values. Check out our website for roles that resonate with your career goals in regulatory compliance. We’re all about professional growth and collaboration!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Regulatory Consultant- Investments in Reading
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience with FCA regulations and compliance. We want to see how your skills align with the role of a Regulatory Consultant, so don’t hold back on showcasing your relevant achievements!
Showcase Your Attention to Detail:Since this role requires a high level of detail, be sure to proofread your application thoroughly. We appreciate candidates who can present clear and concise information, so make every word count!
Demonstrate Your Passion for Compliance:Let us know why you’re excited about a career in regulatory compliance. Share any relevant experiences or projects that sparked your interest in this field, as we love to see genuine enthusiasm for what we do!
Apply Through Our Website:For the best chance of getting noticed, apply directly through our website. It’s the easiest way for us to keep track of your application and ensures you’re considered for this fantastic opportunity!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially MiFID and AIFMD directives. Being able to discuss these in detail will show your potential employer that you're not just familiar with the basics but are genuinely invested in the role.
✨Showcase Your Attention to Detail
Prepare examples from your past experience where your attention to detail made a difference. Whether it was drafting applications or conducting audits, having specific instances ready will demonstrate your capability to manage multiple projects effectively.
✨Build Rapport
During the interview, focus on building a connection with your interviewers. Ask insightful questions about their clients and how they approach compliance challenges. This will help you come across as a proactive candidate who is eager to become a trusted advisor.
✨Highlight Your Professional Development Goals
Express your desire for growth within regulatory compliance. Discuss any relevant courses or certifications you’re considering, and how they align with the company’s values. This shows that you’re serious about your career and committed to contributing to the firm’s success.
