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- Tasks: Lead compliance projects and advise on ESG & Sustainability regulations.
- Company: A leading Alternative Investments firm focused on sustainability.
- Benefits: Competitive salary, bonus structure, and a collaborative work culture.
- Why this job: Make a real impact in a socially responsible company while advancing your career.
- Qualifications: 6+ years in compliance, strong knowledge of AIFMD and SEC regulations.
- Other info: Work onsite in a stunning Central London office with great growth opportunities.
The predicted salary is between 43200 - 72000 £ per year.
We are partnered with a leading Alternative Investments firm, with a focus on Sustainability and Private Equity, as they look to bring in a Senior Compliance Manager to strengthen the capability and knowledge of the existing compliance function. This is a generalist role, which will report directly into the UK Head of Compliance.
Responsibilities
- Provide leadership on regulatory change projects, with a focus on horizon scanning responsibilities, and advising the business on anything relevant.
- Act as a lead on the firm's ESG & Sustainability Regimes, again providing advisory support to the wider business.
- Submit regulatory filings in line with the US SEC Compliance requirements, including Form ADVs.
- Assist with the firm's CASS framework, including the auditing of this.
- Supporting the CRO with the IFPR Framework, looking at the ICARA, winddown planning and MiFIDPRU.
- Review and approval of Financial Promotions for the business.
- Assistance with Data Protection and Governance frameworks.
Qualifications
- 6+ years experience working within the buy side, ideally with an Alternative Investment firm.
- Strong working knowledge of AIFMD regulations and the wider FCA Handbook, including CASS, MiFIDPRU and ESG.
- Experience dealing with US SEC regulatory filings within a Registered Investment Adviser.
- Good knowledge of Financial Promotion rules.
- Able to work collaboratively as part of a team, but look after projects independently when needed.
- Interest in using technology to enhance and improve compliance processes.
- Strong academic background, ideally with a professional qualification or diploma.
The firm promotes a collaborative and social culture, with the role being based onsite at their stunning, Central London-based office four days per week. There is a highly competitive salary and bonus structure available as well.
Senior Compliance Manager in London employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and alternative investments space. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Show off your expertise! Prepare to discuss your experience with AIFMD regulations and ESG frameworks in detail during interviews. Be ready to share specific examples of how you've tackled regulatory challenges.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers and boost your confidence. Focus on articulating how your skills align with the firm's goals.
✨Tip Number 4
Apply through our website! We make it easy for you to showcase your talents directly to us. Plus, it shows you're genuinely interested in joining our team and contributing to our mission.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience with AIFMD regulations and any relevant projects you've led. We want to see how your background aligns with our focus on sustainability and compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the alternative investments space. Share specific examples of how you've navigated regulatory changes or improved processes, especially in ESG.
Showcase Your Team Spirit: We love collaboration at StudySmarter! In your application, mention times when you’ve worked as part of a team to tackle compliance challenges. Highlight your ability to lead projects independently while still being a team player.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our culture and values.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations Inside Out
Make sure you brush up on AIFMD regulations, FCA Handbook, and the specifics of CASS and MiFIDPRU. Being able to discuss these confidently will show that you're not just familiar with the rules but can also apply them in a practical context.
✨Showcase Your ESG Passion
Since this role involves leading on ESG & Sustainability regimes, be prepared to discuss your views on these topics. Share any relevant experiences or projects you've worked on that demonstrate your commitment to sustainability in compliance.
✨Prepare for Regulatory Filings Questions
Expect questions about US SEC regulatory filings, especially Form ADVs. Familiarise yourself with the process and be ready to explain how you've handled similar tasks in the past. This will highlight your hands-on experience and attention to detail.
✨Demonstrate Collaborative Spirit
This role requires teamwork, so think of examples where you've successfully collaborated on compliance projects. Highlight your ability to work independently too, as they'll want to see you can take charge when needed while still being a team player.
