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- Tasks: Lead compliance for a global trading firm and liaise with the FCA.
- Company: Join a leading global trading firm in London with a strong compliance focus.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Hands-on role with ownership of the compliance function.
- Why this job: Make a significant impact on compliance in a fast-paced trading environment.
- Qualifications: Experience in senior compliance roles and strong knowledge of FCA regulations.
The predicted salary is between 80000 - 100000 £ per year.
Coopman Search and Selection | B Corp™ is seeking a Head of Compliance for a leading global trading firm in London. This senior role requires ownership of the compliance function, acting as the primary contact for the FCA, and leading the compliance program day-to-day.
Ideal candidates will have:
- Experience in senior compliance roles within trading markets
- Strong knowledge of FCA regulations
- Demonstrable ability to build compliance frameworks
A hands-on approach is essential in this fast-paced environment.
Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the trading and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know of openings. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points and examples from your past experience that showcase your hands-on approach. This will help you stand out as the ideal candidate!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that excite you and match your skills. Tailor your approach to each company to show them why you’re the perfect fit!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Share any additional thoughts you have about the role or the company, and reiterate your enthusiasm for the position. It shows you’re proactive and genuinely interested!
We think you need these skills to ace Senior Compliance Lead (SMF16/17) – FCA Liaison for Trading in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Lead role. Highlight your experience in compliance within trading markets and any specific FCA regulations you've worked with. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've built compliance frameworks and led teams in fast-paced environments. We love a good story!
Showcase Your Hands-On Approach: In your application, emphasise your hands-on approach to compliance. We’re looking for someone who can dive into the day-to-day operations and make an impact. Share instances where you’ve taken initiative and driven compliance success.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations relevant to trading. Being able to discuss specific regulations and how they impact compliance will show that you're not just familiar with the rules, but that you can apply them in a practical setting.
✨Demonstrate Your Hands-On Approach
Prepare examples from your past experience where you've taken a hands-on approach to compliance challenges. This could be anything from implementing a new compliance framework to resolving a regulatory issue. Real-life examples will help illustrate your capability in a fast-paced environment.
✨Showcase Your Leadership Skills
As a Senior Compliance Lead, you'll need to lead a team effectively. Be ready to discuss your leadership style and provide examples of how you've successfully managed teams in the past, particularly in high-pressure situations. This will highlight your ability to guide others while maintaining compliance standards.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and their expectations for the role. This not only shows your interest in the position but also gives you a chance to assess if the company aligns with your values and work style.