Senior Compliance Associate - Private Markets in London
Senior Compliance Associate - Private Markets

Senior Compliance Associate - Private Markets in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
C

At a Glance

  • Tasks: Oversee global compliance and support ESG initiatives in a fast-paced environment.
  • Company: Fast-growing UK private markets firm leading in ESG investing.
  • Benefits: Competitive salary, professional growth, and a collaborative workplace culture.
  • Why this job: Join a mission-driven company making a positive impact on sustainability.
  • Qualifications: 5+ years in compliance with strong regulatory knowledge and attention to detail.
  • Other info: Recognised as a Great Place to Work and a Certified B Corporation.

The predicted salary is between 36000 - 60000 £ per year.

Coopman Search are partnering exclusively with a fast-growing, UK-headquartered private markets firm who are at the forefront of ESG investing. As the business continues its impressive expansion, they are seeking their first dedicated Compliance hire. This high-impact role will work closely with, and report directly to, the General Counsel.

In this role you will work closely with outsourced regulatory partners, overseeing obligations across the UK, US, Luxembourg and Jersey, while also supporting ESG and climate-related compliance initiatives. This role suits someone with strong regulatory expertise, excellent attention to detail, and the ability to thrive in a fast-paced, cross-border environment.

Key Responsibilities:
  • Support global compliance oversight across the UK, US, Luxembourg and Jersey, including monitoring regulatory developments and coordinating required filings.
  • Maintain and enhance compliance policies, conduct risk assessments and testing, and help implement internal controls.
  • Provide day-to-day regulatory guidance to teams across multiple offices and deliver ongoing compliance training.
  • Perform surveillance and monitoring of personal dealing, conduct policies, and broader compliance obligations.
  • Assist with oversight of Luxembourg and Jersey fund structures and manage due diligence of third-party providers.
  • Contribute to ESG and climate-related compliance, including SFDR/TCFD requirements and related data and disclosure processes.
  • Maintain strong recordkeeping standards and support regulatory exams and information requests.
Experience Required:
  • 5+ years’ experience in compliance within venture capital, private equity or asset management.
  • Strong knowledge of UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC) regulatory frameworks.
  • Experience with Luxembourg and Jersey fund structures (e.g., SIFs, RAIFs, SCSp, Jersey LPs).
  • Proven experience designing and delivering compliance programs.
  • Familiarity with ESG regulations and frameworks (SFDR, TCFD, EU Taxonomy).
  • Experience working with or coordinating regulatory service providers.

As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

Senior Compliance Associate - Private Markets in London employer: Coopman Search and Selection | B Corp™

As a Certified B Corporation and a recognised Great Place to Work, this fast-growing private markets firm offers an exceptional work environment that prioritises professional growth, collaboration, and sustainability. With a strong focus on ESG investing, employees are empowered to make a meaningful impact while enjoying comprehensive benefits and opportunities for career advancement in a dynamic, cross-border setting.
C

Contact Detail:

Coopman Search and Selection | B Corp™ Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Associate - Private Markets in London

Tip Number 1

Network like a pro! Reach out to your connections in the compliance and private markets sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!

Tip Number 2

Prepare for interviews by brushing up on your knowledge of UK, US, Luxembourg, and Jersey regulations. Be ready to discuss how your experience aligns with the role's responsibilities, especially around ESG compliance. Show them you’re the perfect fit!

Tip Number 3

Don’t just apply anywhere; focus on firms that align with your values, like those prioritising ESG initiatives. Use our website to find roles that resonate with you and tailor your approach to each company’s mission and culture.

Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.

We think you need these skills to ace Senior Compliance Associate - Private Markets in London

Regulatory Expertise
Attention to Detail
Compliance Policy Development
Risk Assessment
Internal Controls Implementation
Regulatory Guidance
Compliance Training Delivery
Surveillance and Monitoring
Fund Structure Knowledge
Due Diligence Management
ESG Compliance Knowledge
Familiarity with SFDR
Familiarity with TCFD
Recordkeeping Standards
Coordination with Regulatory Service Providers

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your experience in compliance, especially within private markets, and don’t forget to mention your knowledge of UK, US, Luxembourg, and Jersey regulations.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your passion for ESG investing and how your skills align with the responsibilities outlined in the job description.

Showcase Your Regulatory Expertise: In your application, be sure to showcase your regulatory expertise. Talk about specific frameworks you’ve worked with, like FCA or SEC, and any compliance programs you’ve designed or delivered. We love detail!

Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to see what you bring to the table!

How to prepare for a job interview at Coopman Search and Selection | B Corp™

Know Your Regulations

Make sure you brush up on the regulatory frameworks relevant to the role, especially UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC). Being able to discuss these in detail will show your expertise and readiness for the position.

Showcase Your ESG Knowledge

Since this role involves ESG compliance, be prepared to discuss your understanding of regulations like SFDR and TCFD. Bring examples of how you've implemented or supported ESG initiatives in previous roles to demonstrate your commitment to sustainable practices.

Highlight Your Attention to Detail

In compliance, attention to detail is crucial. Prepare to share specific instances where your meticulous nature helped identify issues or improve processes. This will help convey your suitability for a high-impact role.

Prepare Questions for Them

Interviews are a two-way street! Think of insightful questions about their compliance culture, challenges they face, or how they measure success in this role. This shows your genuine interest and helps you assess if it's the right fit for you.

Senior Compliance Associate - Private Markets in London
Coopman Search and Selection | B Corp™
Location: London

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

C
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>