At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in wealth management.
- Company: A leading FCA-regulated wealth management firm in Greater London.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Join a proactive team that values leadership and innovation.
- Why this job: Shape compliance as a strategic asset and drive positive change in the industry.
- Qualifications: Extensive compliance experience and Level 4 qualification in pension and investment advice.
The predicted salary is between 70000 - 90000 € per year.
Coopman Search and Selection | B Corp™ is seeking a Head of Compliance for a leading FCA-regulated wealth management firm in Greater London. This pivotal role involves owning the compliance framework, supervising SMF16 obligations, and liaising with regulatory bodies.
Ideal candidates will have:
- Extensive compliance experience
- Strong knowledge of consumer-related regulations
- A Level 4 qualification in pension and investment advice
The firm values proactive leaders who can advance compliance as a strategic asset.
Head of Compliance — Wealth Management Growth Enabler in London employer: Coopman Search and Selection | B Corp™
As a leading FCA-regulated wealth management firm in Greater London, we pride ourselves on fostering a dynamic work culture that champions compliance as a strategic asset. Our employees benefit from comprehensive professional development opportunities, a supportive environment that encourages proactive leadership, and the chance to make a meaningful impact in the financial sector. Join us to be part of a forward-thinking team that values integrity and innovation in wealth management.
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance — Wealth Management Growth Enabler in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the hunt for a Head of Compliance role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of consumer-related regulations. We recommend creating a cheat sheet of key regulations and compliance frameworks that are relevant to the role. This will help you stand out as a proactive leader during discussions.
✨Tip Number 3
Showcase your strategic thinking! When discussing your experience, highlight how you've advanced compliance as a strategic asset in previous roles. Use specific examples to demonstrate your impact and vision for compliance in wealth management.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find and apply for roles like the Head of Compliance. Plus, it shows you're serious about joining a leading FCA-regulated firm and helps us keep track of your application.
We think you need these skills to ace Head of Compliance — Wealth Management Growth Enabler in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your compliance experience and any relevant qualifications, like that Level 4 in pension and investment advice. We want to see how you can be a proactive leader in advancing compliance!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Head of Compliance role. Share specific examples of how you've successfully managed compliance frameworks or liaised with regulatory bodies in the past.
Showcase Your Knowledge:Demonstrate your understanding of consumer-related regulations in your application. We’re looking for candidates who can articulate how these regulations impact wealth management and how you’ve navigated them in your previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Compliance Framework
Make sure you’re well-versed in the compliance framework relevant to wealth management. Brush up on FCA regulations and be ready to discuss how you've navigated similar frameworks in your past roles.
✨Showcase Your Leadership Skills
As a Head of Compliance, you'll need to demonstrate your ability to lead proactively. Prepare examples of how you've successfully advanced compliance initiatives and turned them into strategic assets for previous employers.
✨Understand SMF16 Obligations
Familiarise yourself with the Senior Manager Function (SMF16) obligations. Be prepared to explain how you would ensure compliance with these responsibilities and how they impact the overall compliance strategy.
✨Engage with Regulatory Bodies
Think about your experiences liaising with regulatory bodies. Be ready to discuss specific instances where you’ve effectively communicated or negotiated with regulators, showcasing your ability to build strong relationships in this area.
