At a Glance
- Tasks: Support clients with compliance in wholesale investment products and regulatory frameworks.
- Company: High-growth consultancy firm focused on compliance and sustainability.
- Benefits: Professional development, collaborative culture, and a commitment to doing good.
- Other info: Great opportunity for early-career professionals to grow and excel.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: 1-2 years in Financial Services and a degree preferred.
The predicted salary is between 30000 - 40000 £ per year.
We are seeking a Regulatory Consultant to join the Investments practice of a well-respected, high growth Compliance focused consultancy firm. In this role you will be supporting a range of clients who offer wholesale investment products to both retail and institutional clients with a real breadth of compliance related support.
Key Responsibilities:
- Assisting with the drafting and submission of applications to the FCA for firms who fall in scope with both MiFID and AIFMD directives
- Performing the review of clients' Financial Promotions
- Providing clients with relevant and timely advice on regulatory developments which will impact them
- Conducting regulatory due diligence reviews as part of M&A projects
- Undertaking audits for clients on their existing regulatory frameworks and compiling detailed reports on your findings and recommendations
- Assist clients with the development of regulatory policies and procedures
- Building relationships with the existing client base to become a go-to, trusted advisor for any compliance queries
Experience and Competencies Required:
- 1-2 years’ experience within Financial Services, ideally with existing knowledge of FCA regulations
- Educated to degree level would be preferred
- High attention to detail with the ability to manage multiple projects and work streams at once, demonstrating strong written and verbal communication skills
- Strong desire to develop a career within regulatory compliance and have high motivations of professional development
- Solid work ethic, with ability to work individually and as part of a team on larger projects
- Excellent time-management skills
This is an incredibly high performing area of an already high performing business, so is a great opportunity for any compliance professional relatively early on in their career looking to gain broader exposure and professional development.
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Regulatory Consultant- Investments in Crawley employer: Coopman Search and Selection | B Corp™
Join a well-respected, high-growth consultancy firm that prioritises compliance and sustainability, offering a dynamic work environment where your contributions truly matter. With a strong focus on professional development, you will have the opportunity to build meaningful relationships with clients while working alongside a team of dedicated professionals in a culture that values collaboration and innovation. As a Certified B Corporation™ and a recognised Great Place to Work™, we are committed to creating a workplace that supports your career aspirations and promotes a positive impact on society.
Contact Details:
Coopman Search and Selection | B Corp™ Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant- Investments in Crawley
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to professionals on LinkedIn. Building relationships can open doors that a CV just can’t.
✨Show Off Your Knowledge
When you get the chance to chat with potential employers, make sure to showcase your understanding of FCA regulations and compliance. Bring up recent developments or case studies to demonstrate your expertise and passion for the field.
✨Tailor Your Approach
Every interaction is an opportunity! Whether it’s a casual coffee chat or a formal interview, tailor your conversation to highlight how your skills align with their needs. Show them you’re not just another candidate, but the right fit for their team.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our company.
We think you need these skills to ace Regulatory Consultant- Investments in Crawley
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience with FCA regulations and compliance. We want to see how your skills align with the role of a Regulatory Consultant, so don’t hold back on showcasing your relevant achievements!
Showcase Your Attention to Detail:In this role, attention to detail is key! When you’re drafting your application, double-check for any typos or errors. We appreciate candidates who take the time to ensure their written communication is spot on, as it reflects the quality we expect in our work.
Demonstrate Your Passion:Let us know why you’re excited about a career in regulatory compliance! Share your motivations and any relevant experiences that have shaped your interest in this field. We love to see candidates who are genuinely enthusiastic about making a difference in the industry.
Apply Through Our Website:We encourage you to submit your application through our website for the best chance of being noticed. It’s super easy, and you’ll be able to keep track of your application status. Plus, it shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially MiFID and AIFMD directives. Being able to discuss these in detail will show your potential employer that you're not just familiar with the rules but can also apply them practically.
✨Showcase Your Attention to Detail
Prepare examples from your past experiences where your attention to detail made a difference. Whether it was drafting applications or conducting audits, having specific instances ready will demonstrate your capability in this area.
✨Demonstrate Your Communication Skills
Since you'll be advising clients and compiling reports, practice articulating complex regulatory concepts clearly and concisely. You might even want to do a mock interview with a friend to refine your verbal communication.
✨Express Your Career Aspirations
Let them know about your desire to grow within regulatory compliance. Discussing your professional development goals shows that you're motivated and looking for a long-term fit, which is something they value highly.
