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- Tasks: Support the Head of Compliance in designing a robust compliance programme and framework.
- Company: Join a London-based Real Estate Investment Manager committed to sustainable business practices.
- Benefits: Earn £350-500 per day with flexible contract terms and a supportive work environment.
- Why this job: Be part of a certified B Corporation™ that values stakeholder interests and professional growth.
- Qualifications: 3+ years in compliance frameworks, with knowledge of FCA and AIFMD regulations required.
- Other info: This is a 3-6 month contract role, ideal for those seeking impactful work in finance.
Our client is a London based, Real Estate Investment Manager, who we have partnered with as they look to bring in an experienced Compliance specialist on a contract basis to support the Head of Compliance in designing and embedding a highly effective compliance programme and framework across the organisation.
Key Responsibilities
- Assess the current control environment across all key business processes (investment management, asset management, fund operations, finance, investor reporting, etc.).
- Design and document an enhanced Controls Framework that aligns with regulatory requirements (e.g., FCA, AIFMD) and industry best practice.
- Work closely with business leaders to map processes, identify control points, and ensure appropriate ownership and accountability.
- Draft and implement control standards, policies, and procedures.
- Collaborate with Risk and Compliance teams to ensure the framework supports the broader enterprise risk management program.
- Support the business in preparing for internal audits, regulatory reviews, and due diligence by investors.
- Identify opportunities for process improvements and automation where appropriate.
Skills and Experience Required
- Minimum 3+ years experience in building and embedding controls frameworks within asset management, real estate investment, or broader financial services.
- Strong understanding of the operational and compliance risks faced by a fund manager.
- Familiarity with regulatory requirements (FCA Handbook, AIFMD, SEC rules) and best practice frameworks (COSO, ISO31000, etc.).
- Track record of delivering practical, fit-for-purpose solutions in a dynamic, commercial environment.
- Excellent project management, communication, and stakeholder engagement skills.
This contract is expected to last between 3-6 months and would be paying £350-500 per day, inside IR35.
Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35 employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35
✨Tip Number 1
Network with professionals in the compliance and asset management sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance. This can help you gain insights that are valuable during interviews.
✨Tip Number 2
Familiarise yourself with the specific regulatory requirements mentioned in the job description, such as FCA and AIFMD. Being able to discuss these regulations confidently in conversations will demonstrate your expertise and commitment to the role.
✨Tip Number 3
Prepare examples of how you've successfully designed and implemented compliance frameworks in previous roles. Be ready to share specific outcomes and improvements that resulted from your initiatives, as this will showcase your practical experience.
✨Tip Number 4
Research the company culture and values of the organisation you're applying to. Understanding their approach to compliance and stakeholder engagement can help you tailor your discussions and show that you're a good fit for their team.
We think you need these skills to ace Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and controls frameworks, particularly within asset management or real estate investment. Use specific examples that demonstrate your understanding of regulatory requirements like FCA and AIFMD.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention how your skills align with the key responsibilities outlined in the job description, such as designing compliance programmes and collaborating with business leaders.
Showcase Relevant Skills: Emphasise your project management and stakeholder engagement skills in both your CV and cover letter. Provide examples of how you've successfully implemented control standards and policies in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application to ensure there are no spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Specialist.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Familiarise yourself with the key regulatory requirements such as FCA Handbook and AIFMD. Being able to discuss these in detail will show your understanding of the compliance landscape and how it applies to the role.
✨Demonstrate Your Experience
Prepare specific examples from your past roles where you successfully built or embedded controls frameworks. Highlight your achievements and how they align with the responsibilities outlined in the job description.
✨Engage with Stakeholders
Showcase your communication skills by discussing how you've collaborated with business leaders and other teams in previous roles. Be ready to explain how you ensure accountability and ownership in compliance processes.
✨Focus on Process Improvements
Be prepared to discuss any opportunities for process improvements or automation you've identified in your previous positions. This will demonstrate your proactive approach and ability to enhance operational efficiency.
