At a Glance
- Tasks: Join a dynamic team as a Compliance Officer, ensuring regulatory compliance and monitoring activities.
- Company: Work with a top-tier multi-strat hedge fund with $3 billion AUM, committed to sustainable business practices.
- Benefits: Enjoy a collaborative workplace, professional growth opportunities, and the chance to make a positive impact.
- Why this job: Be part of a certified B Corporation™ that values stakeholder interests and fosters a great work culture.
- Qualifications: 5-8 years in financial services, ideally in hedge funds; legal qualifications preferred.
- Other info: Experience a fast-paced environment while contributing to meaningful compliance initiatives.
The predicted salary is between 48000 - 72000 £ per year.
Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund with circa $3 billion AUM, who are looking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an experienced member of the Compliance team, providing additional capacity to cover day-to-day work of the global compliance programme.
Key Responsibilities:
- Reviewing legal documentation relating to funds, managed accounts & service providers
- Helping to establish training or other such activity to ensure effective training & development
- Maintenance of fund & investor documentation
- Responsibility for the routine compliance monitoring programme
- Carry out market abuse monitoring, including deep dive trade reviews
- Carry out research into new and developing areas of law and regulation
- Oversight of maintenance of compliance registers, including personal account trading, breaches, errors and incidents, gifts and entertainment, etc
- Assume day-to-day responsibility for the firm’s restricted lists & sanctions monitoring programme
- Provide compliance reports to the funds' boards of directors & the firm’s clients
- Review and sign off marketing materials, provide advice on marketing rules in different jurisdictions
- Assume day-to-day responsibility for regulatory reporting & staff attestations
Experience Required:
- 5-8 years within financial services, ideally within a hedge fund or asset manager.
- Generalist compliance experience with experience supporting on legal work ideally.
- Legal qualifications / training strongly preferred
- Good level of knowledge of FCA & SEC regulations
- Demonstrated knowledge of fund structures including UCITS, Cayman, and managed accounts
- High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Compliance Officer - Muti Strat Hedge Fund employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Muti Strat Hedge Fund
✨Tip Number 1
Network with professionals in the hedge fund and compliance sectors. Attend industry events, webinars, or local meetups to connect with people who can provide insights or even refer you to opportunities at firms like ours.
✨Tip Number 2
Stay updated on the latest FCA and SEC regulations. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you're well-informed about changes that could impact compliance roles.
✨Tip Number 3
Consider obtaining additional certifications or training related to compliance and legal frameworks. This not only enhances your knowledge but also demonstrates your commitment to professional development in the field.
✨Tip Number 4
Prepare for interviews by familiarising yourself with common compliance scenarios and challenges faced by hedge funds. Be ready to discuss how your experience aligns with the responsibilities outlined in the job description.
We think you need these skills to ace Compliance Officer - Muti Strat Hedge Fund
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a multi-strat hedge fund. Familiarise yourself with the key tasks mentioned in the job description, such as reviewing legal documentation and compliance monitoring.
Tailor Your CV: Highlight your relevant experience in financial services, particularly within hedge funds or asset management. Emphasise your generalist compliance experience and any legal qualifications you possess, ensuring they align with the requirements outlined in the job description.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of FCA and SEC regulations. Mention specific experiences that demonstrate your ability to excel in a fast-paced environment and your drive for excellence.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations
Make sure you have a solid understanding of FCA and SEC regulations. Brush up on the specifics, as you'll likely be asked about how these regulations impact compliance in hedge funds.
✨Demonstrate Legal Knowledge
Since legal qualifications are preferred, be prepared to discuss your legal training and how it applies to compliance work. Highlight any relevant experience with fund structures like UCITS and Cayman.
✨Showcase Your Experience
With 5-8 years of experience required, be ready to share specific examples from your past roles. Discuss your involvement in compliance monitoring programmes and any significant projects you've led.
✨Exhibit High Energy and Drive
This role demands stamina and a drive for excellence. Convey your enthusiasm for the position and provide examples of how you've thrived in fast-paced environments in the past.