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- Tasks: Join us as a Compliance Officer, supporting FX and Commodities traders in a dynamic trading environment.
- Company: Be part of a global prop trading firm known for its commitment to sustainability and stakeholder interests.
- Benefits: Enjoy a collaborative workplace with opportunities for professional growth and remote work options.
- Why this job: Make an impact by enhancing compliance frameworks while working with diverse teams in a fast-paced setting.
- Qualifications: 3-5 years of compliance experience, strong knowledge in FX and Commodities, and excellent analytical skills required.
- Other info: We're a Certified B Corporation™ and a Great Place to Work™, prioritising a positive work culture.
The predicted salary is between 48000 - 84000 £ per year.
Coopman Search and Selection are currently partnering with a global prop trading/market making firm who are looking to hire a Compliance Officer to cover Quant/Electronic Trading in London. The role will report in directly into the Head of Compliance and would allow you the opportunity to step up over time.
In this role you will work closely with Trading, Legal, Risk and Technology teams, by providing expert compliance support to their FX and Commodity Options business. The remit will be broad, supporting a growing office in London whilst improving the existing compliance framework that is in place.
Key Responsibilities:- Providing compliance advice to FX and Commodities traders;
- Monitoring our daily trading activity and communications surveillance;
- Investigating and responding to inquiries from exchanges and regulators;
- Managing the daily transaction reporting processes, such as MiFIR and EMIR;
- Interacting with exchanges to ensure correct trading registrations;
- Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
- Analysing business development projects and building strong compliance frameworks;
- Assisting with delivering Compliance training to all employees;
- Collaborating closely with the global compliance teams.
- 3-5 years of compliance experience within advisory or generalist role
- Strong knowledge in FX and Commodities
- Experience in OTC/algorithmic trading compliance
- Knowledge of US listed derivatives is also a plus (CME, ICE, OCC)
- Strong analytical and communication skills
- Self-driven, fast learner and ability to perform successfully in a fast-moving environment
For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Compliance Officer - HFT/Algo Trading Firm employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - HFT/Algo Trading Firm
✨Tip Number 1
Familiarise yourself with the latest regulations in FX and Commodities trading. Understanding the compliance landscape will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in algorithmic trading. Attend industry events or webinars to make connections that could lead to valuable insights or referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by trading firms. Being able to articulate how you would address these issues can set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by preparing examples of how you've successfully implemented compliance frameworks or improved processes in previous roles. This will highlight your proactive approach and problem-solving abilities.
We think you need these skills to ace Compliance Officer - HFT/Algo Trading Firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience, particularly in FX and Commodities. Emphasise any roles that involved algorithmic trading compliance or working with regulatory frameworks like MiFIR and EMIR.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention specific experiences that align with the responsibilities listed, such as providing compliance advice or conducting risk assessments.
Highlight Key Skills: Clearly outline your analytical and communication skills in your application. Provide examples of how you've successfully navigated compliance challenges in fast-paced environments.
Showcase Continuous Learning: Mention any relevant certifications or training you've completed in compliance, especially those related to FX, Commodities, or algorithmic trading. This shows your commitment to staying updated in the field.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to FX and Commodities trading, such as MiFIR and EMIR. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in monitoring trading activities or conducting risk assessments. This will highlight your ability to handle the responsibilities of the position effectively.
✨Understand the Trading Environment
Research the specific trading strategies and technologies used in algorithmic trading. Showing that you understand the nuances of this environment will set you apart from other candidates.
✨Emphasise Collaboration Experience
Be ready to discuss your experience working with cross-functional teams, particularly in compliance, legal, and trading contexts. Highlighting your collaborative skills will show that you can work well within their existing framework.
