Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join us as a Compliance Officer, supporting FX and Commodities traders in a dynamic trading environment.
- Company: Be part of a global prop trading firm known for its commitment to sustainability and stakeholder interests.
- Benefits: Enjoy a collaborative workplace with opportunities for professional growth and remote work options.
- Why this job: This role offers a chance to make an impact while working with diverse teams in a fast-paced setting.
- Qualifications: 3-5 years of compliance experience, strong knowledge in FX and Commodities, and excellent analytical skills required.
- Other info: We are a Certified B Corporation™ and a Great Place to Work™, prioritising a positive work culture.
The predicted salary is between 43200 - 72000 £ per year.
Coopman Search and Selection are currently partnering with a global prop trading/market making firm who are looking to hire a Compliance Officer to cover Quant/Electronic Trading in London. The role will report in directly into the Head of Compliance and would allow you the opportunity to step up over time. In this role you will work closely with Trading, Legal, Risk and Technology teams, by providing expert compliance support to their FX and Commodity Options business. The remit will be broad, supporting a growing office in London whilst improving the existing compliance framework that is in place.
Key Responsibilities:
- Providing compliance advice to FX and Commodities traders;
- Monitoring our daily trading activity and communications surveillance;
- Investigating and responding to inquiries from exchanges and regulators;
- Managing the daily transaction reporting processes, such as MiFIR and EMIR;
- Interacting with exchanges to ensure correct trading registrations;
- Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
- Analysing business development projects and building strong compliance frameworks;
- Assisting with delivering Compliance training to all employees;
- Collaborating closely with the global compliance teams.
Experience Required:
- 3-5 years of compliance experience within advisory or generalist role;
- Strong knowledge in FX and Commodities;
- Experience in OTC/algorithmic trading compliance;
- Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
- Strong analytical and communication skills;
- Self-driven, fast learner and ability to perform successfully in a fast-moving environment.
Compliance Officer - HFT/Algo Trading Firm employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - HFT/Algo Trading Firm
✨Tip Number 1
Familiarise yourself with the specific compliance regulations related to FX and Commodities trading. Understanding the nuances of MiFIR and EMIR will not only boost your confidence but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in algorithmic trading. Engaging in discussions or attending industry events can provide insights and potentially lead to referrals.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've successfully navigated compliance challenges in previous roles. Be ready to discuss these during interviews to highlight your problem-solving abilities.
✨Tip Number 4
Research the company’s culture and values, particularly their commitment to sustainability as a Certified B Corporation™. Aligning your personal values with theirs can make a strong impression during your interactions.
We think you need these skills to ace Compliance Officer - HFT/Algo Trading Firm
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a trading environment. Familiarise yourself with key compliance concepts related to FX and Commodities, as well as the specific requirements mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in compliance, particularly within FX and Commodities. Emphasise any work you've done with algorithmic trading or OTC compliance. Use specific examples to demonstrate your analytical skills and ability to thrive in fast-paced environments.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the trading industry. Mention how your background aligns with the company's values as a Certified B Corporation™ and a Great Place to Work™.
Proofread and Edit: Before submitting your application, carefully proofread your CV and cover letter. Check for any grammatical errors or typos, and ensure that your documents are clear and professional. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to FX and Commodities trading, such as MiFIR and EMIR. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in monitoring trading activities or conducting risk assessments. This will highlight your ability to handle the responsibilities of the position effectively.
✨Understand the Trading Environment
Research the specific trading strategies and technologies used in algorithmic trading. Showing that you understand the nuances of this environment will set you apart from other candidates.
✨Emphasise Collaboration Experience
Be ready to discuss your experience working with various teams, such as Trading, Legal, and Risk. Highlighting your collaborative skills will show that you can work well in a multidisciplinary environment, which is crucial for this role.
