Compliance Associate - Hedge Fund

Compliance Associate - Hedge Fund

Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance programs and ensure regulatory requirements are met in a dynamic hedge fund environment.
  • Company: Join a top-tier hedge fund with $9 billion AUM and a strong compliance culture.
  • Benefits: Competitive salary, professional growth opportunities, and a chance to work with industry leaders.
  • Why this job: Make a real impact by ensuring compliance in a fast-paced financial services sector.
  • Qualifications: 3-5 years of compliance experience in financial services, preferably in hedge funds.
  • Other info: Opportunity to engage with global regulations as the business expands.

The predicted salary is between 36000 - 60000 £ per year.

Coopman Search and Selection are delighted to partner with a top-tier hedge fund with circa $9 billion AUM that is looking to hire a Compliance Associate. The role reports directly to the Chief Compliance Officer (CCO) and forms part of a small compliance function.

Position Overview

The role supports the compliance program across both core and trade compliance, providing guidance to the business development function and ensuring regulatory requirements are met as the business grows.

Key Responsibilities

  • Monitor and assess regulatory changes and ensure the business adapts accordingly.
  • Implementation of compliance policy and updates as required.
  • Assisting the team with the review and approval of marketing presentations, due diligence questionnaires, client reports and fund reports.
  • Provide compliance advice to the business development function including jurisdictional marketing rules.
  • Coordinate PAD requests.
  • Prepare and submit non-financial regulatory filings.
  • Coordinate AML/KYC requests from counterparties and investment entities.
  • Ensure privacy and data protection rules are adhered to.
  • Monitor staff training against regulatory requirements.
  • Conduct periodic compliance reviews and audits.
  • Stay current with industry best practices and regulations.
  • Scope to be involved with applicable global regulation as the business grows.

Experience / Qualifications

  • 3-5 years’ experience in compliance within financial services, either on the buyside or sellside.
  • Experience and knowledge of AIFMD.

Compliance Associate - Hedge Fund employer: Coopman Search and Selection | B Corp™

At Coopman Search and Selection, we pride ourselves on being an exceptional employer, offering a dynamic work environment within a prestigious hedge fund that boasts approximately $9 billion in assets under management. Our culture fosters collaboration and professional growth, providing Compliance Associates with unique opportunities to engage directly with senior leadership while navigating the complexities of regulatory compliance in a fast-paced industry. With a commitment to employee development and a focus on maintaining the highest standards of compliance, we ensure that our team members are well-equipped to thrive and make a meaningful impact in their roles.
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Contact Detail:

Coopman Search and Selection | B Corp™ Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate - Hedge Fund

Tip Number 1

Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, sometimes it’s not just what you know, but who you know!

Tip Number 2

Prepare for interviews by researching the hedge fund's compliance practices. Familiarise yourself with their recent regulatory changes and how they impact the business. This shows you're genuinely interested and ready to contribute from day one!

Tip Number 3

Practice your responses to common compliance interview questions. Think about your past experiences and how they relate to the role. We all know that confidence is key, so the more you practice, the better you'll perform!

Tip Number 4

Don’t forget to apply through our website! It’s a great way to ensure your application gets noticed. Plus, we’re always on the lookout for passionate candidates who are eager to make a difference in the compliance landscape.

We think you need these skills to ace Compliance Associate - Hedge Fund

Regulatory Compliance
Core and Trade Compliance
Compliance Policy Implementation
Marketing Presentation Review
Due Diligence Questionnaire Review
Client Report Approval
Fund Report Approval
Jurisdictional Marketing Rules Knowledge
AML/KYC Coordination
Privacy and Data Protection Compliance
Staff Training Monitoring
Compliance Reviews and Audits
Industry Best Practices Awareness
AIFMD Knowledge

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your experience in compliance within financial services, especially if you’ve worked on the buyside or sellside. We want to see how your skills match what we’re looking for!

Showcase Relevant Experience: In your cover letter, don’t just list your previous jobs. Instead, showcase specific experiences that relate to the key responsibilities mentioned in the job description. We love seeing how you’ve monitored regulatory changes or implemented compliance policies in past roles.

Be Clear and Concise: When writing your application, keep it clear and concise. Use straightforward language and avoid jargon unless it’s relevant to compliance. We appreciate a well-structured application that gets straight to the point!

Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!

How to prepare for a job interview at Coopman Search and Selection | B Corp™

Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance regulations, especially AIFMD. Familiarise yourself with recent regulatory changes and how they impact hedge funds. This will show that you're proactive and ready to contribute from day one.

Showcase Your Experience

Prepare specific examples from your past roles that highlight your experience in compliance within financial services. Be ready to discuss how you've implemented compliance policies or handled regulatory filings. This will demonstrate your hands-on expertise.

Understand the Business

Research the hedge fund's business model and its compliance challenges. Knowing how compliance fits into their operations will help you provide tailored advice during the interview. It shows you're not just a compliance expert but also understand the bigger picture.

Ask Smart Questions

Prepare insightful questions about the compliance function and its future direction within the firm. Inquire about how they stay current with industry best practices. This not only shows your interest but also your commitment to being part of their compliance journey.

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