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- Tasks: Lead compliance projects and advise on ESG & Sustainability regulations.
- Company: A leading Alternative Investments firm focused on sustainability.
- Benefits: Competitive salary, bonus structure, and a collaborative work culture.
- Why this job: Make a real impact in compliance while working in a stunning Central London office.
- Qualifications: 6+ years in compliance, strong knowledge of AIFMD and SEC regulations.
- Other info: Join a Certified B Corporation that values sustainability and professional growth.
The predicted salary is between 43200 - 72000 £ per year.
We are partnered with a leading Alternative Investments firm, with a focus on Sustainability and Private Equity, as they look to bring in a Senior Compliance Manager to strengthen the capability and knowledge of the existing compliance function. This is a generalist role, which will report directly into the UK Head of Compliance.
Responsibilities of the Senior Compliance Manager:
- Provide leadership on regulatory change projects, with a focus on horizon scanning responsibilities, and advising the business on anything relevant.
- Act as a lead on the firm's ESG & Sustainability Regimes, providing advisory support to the wider business.
- Submit regulatory filings in line with the US SEC Compliance requirements, including Form ADVs.
- Assist with the firm's CASS framework, including the auditing of this.
- Support the CRO with the IFPR Framework, looking at the ICARA, winddown planning and MiFIDPRU.
- Review and approval of Financial Promotions for the business.
- Assistance with Data Protection and Governance frameworks.
Experience requirement of the Senior Compliance Manager:
- 6+ years experience working within the buy side, ideally with an Alternative Investment firm.
- Strong working knowledge of AIFMD regulations and the wider FCA Handbook, including CASS, MiFIDPRU and ESG.
- Experience dealing with US SEC regulatory filings within a Registered Investment Adviser.
- Good knowledge of Financial Promotion rules.
- Able to work collaboratively as part of a team, but look after projects independently when needed.
- Interest in using technology to enhance and improve compliance processes.
- Strong academic background, ideally with a professional qualification or diploma.
The firm promotes a collaborative and social culture, with the role being based onsite at their stunning, Central London-based office four days per week. There is a highly competitive salary and bonus structure available as well.
As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value and incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.
Senior Compliance Manager in City of London employer: Coopman Search and Selection | B Corp™
Contact Detail:
Coopman Search and Selection | B Corp™ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and investment sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company’s values and recent projects, especially around ESG and sustainability. Tailor your answers to show how your experience aligns with their mission. We want to see that you’re not just a fit on paper but also in spirit!
✨Tip Number 3
Showcase your expertise! Bring examples of your past work, especially related to regulatory changes and compliance frameworks. Use real-life scenarios to demonstrate how you’ve tackled challenges in the past. This will help us see your problem-solving skills in action.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to reiterate why you’re the perfect fit. And hey, apply through our website for a smoother process!
We think you need these skills to ace Senior Compliance Manager in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience with AIFMD regulations and any relevant projects you've led. We want to see how your background aligns with our focus on sustainability and compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Don't forget to mention your interest in using technology to enhance compliance processes, as that's something we value.
Showcase Your Leadership Skills: As a Senior Compliance Manager, you'll be providing leadership on regulatory change projects. Make sure to highlight any previous leadership roles or experiences where you've successfully guided teams through compliance challenges.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing candidates who take that extra step!
How to prepare for a job interview at Coopman Search and Selection | B Corp™
✨Know Your Regulations Inside Out
Make sure you brush up on AIFMD regulations, FCA Handbook, and ESG guidelines. Being able to discuss these confidently will show that you're not just familiar with the rules but can also lead discussions on regulatory changes.
✨Showcase Your Leadership Skills
Prepare examples of how you've led compliance projects in the past. Highlight your experience with regulatory change projects and how you've advised businesses on compliance matters. This will demonstrate your capability to take charge in this role.
✨Be Ready for Technical Questions
Expect questions about US SEC regulatory filings and the CASS framework. Brush up on your knowledge of Form ADVs and be prepared to discuss how you've handled similar tasks in previous roles.
✨Emphasise Collaboration and Independence
This role requires both teamwork and the ability to work independently. Prepare to discuss how you've successfully collaborated with teams while also managing projects on your own. This balance is key for the Senior Compliance Manager position.
