Senior Compliance Associate - Private Markets in City of London
Senior Compliance Associate - Private Markets

Senior Compliance Associate - Private Markets in City of London

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Oversee global compliance and support ESG initiatives in a fast-paced environment.
  • Company: Fast-growing UK private markets firm leading in ESG investing.
  • Benefits: Competitive salary, professional growth, and a collaborative workplace culture.
  • Why this job: Join a mission-driven company making a positive impact on sustainability.
  • Qualifications: 5+ years in compliance with strong regulatory knowledge and attention to detail.
  • Other info: Recognised as a Great Place to Work and a Certified B Corporation.

The predicted salary is between 36000 - 60000 £ per year.

Coopman Search are partnering exclusively with a fast-growing, UK-headquartered private markets firm who are at the forefront of ESG investing. As the business continues its impressive expansion, they are seeking their first dedicated Compliance hire. This high-impact role will work closely with, and report directly to, the General Counsel.

In this role you will work closely with outsourced regulatory partners, overseeing obligations across the UK, US, Luxembourg and Jersey, while also supporting ESG and climate-related compliance initiatives. This role suits someone with strong regulatory expertise, excellent attention to detail, and the ability to thrive in a fast-paced, cross-border environment.

Key Responsibilities:
  • Support global compliance oversight across the UK, US, Luxembourg and Jersey, including monitoring regulatory developments and coordinating required filings.
  • Maintain and enhance compliance policies, conduct risk assessments and testing, and help implement internal controls.
  • Provide day-to-day regulatory guidance to teams across multiple offices and deliver ongoing compliance training.
  • Perform surveillance and monitoring of personal dealing, conduct policies, and broader compliance obligations.
  • Assist with oversight of Luxembourg and Jersey fund structures and manage due diligence of third-party providers.
  • Contribute to ESG and climate-related compliance, including SFDR/TCFD requirements and related data and disclosure processes.
  • Maintain strong recordkeeping standards and support regulatory exams and information requests.
Experience Required:
  • 5+ years’ experience in compliance within venture capital, private equity or asset management.
  • Strong knowledge of UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC) regulatory frameworks.
  • Experience with Luxembourg and Jersey fund structures (e.g., SIFs, RAIFs, SCSp, Jersey LPs).
  • Proven experience designing and delivering compliance programs.
  • Familiarity with ESG regulations and frameworks (SFDR, TCFD, EU Taxonomy).
  • Experience working with or coordinating regulatory service providers.

As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

Senior Compliance Associate - Private Markets in City of London employer: Coopman Search and Selection | B Corp™

As a Certified B Corporation and a recognised Great Place to Work, our fast-growing private markets firm prioritises sustainability and stakeholder interests, creating a collaborative and supportive work environment. With a strong focus on professional development, employees are encouraged to thrive in their careers while contributing to impactful ESG initiatives across multiple jurisdictions. Join us in a role that not only offers competitive benefits but also the opportunity to make a meaningful difference in the world of compliance and responsible investing.
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Contact Detail:

Coopman Search and Selection | B Corp™ Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Associate - Private Markets in City of London

Tip Number 1

Network like a pro! Reach out to people in the compliance field, especially those who work in private markets or ESG. Attend industry events or webinars to make connections and get your name out there.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of UK, US, Luxembourg, and Jersey regulations. Be ready to discuss how your experience aligns with the role and how you can contribute to their compliance initiatives.

Tip Number 3

Showcase your expertise in ESG compliance during conversations. This is a hot topic right now, so highlight any relevant experience you have with SFDR, TCFD, or other frameworks to stand out.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Senior Compliance Associate - Private Markets in City of London

Regulatory Expertise
Attention to Detail
Compliance Policy Development
Risk Assessment
Internal Controls Implementation
Regulatory Guidance
Compliance Training Delivery
Surveillance and Monitoring
Fund Structure Knowledge
Due Diligence Management
ESG Compliance Knowledge
FCA Regulatory Framework
SEC/CFTC Regulatory Framework
CSSF Regulatory Framework
JFSC Regulatory Framework

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your experience in compliance, especially within private markets, and don’t forget to mention your knowledge of UK, US, Luxembourg, and Jersey regulations.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about ESG investing and how your background makes you the perfect fit for this high-impact role. Keep it concise but engaging!

Showcase Your Regulatory Expertise: In your application, be sure to showcase your strong regulatory expertise. Mention specific frameworks you’ve worked with, like FCA or SEC, and any relevant compliance programs you've designed or delivered.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensure it gets the attention it deserves. We can’t wait to hear from you!

How to prepare for a job interview at Coopman Search and Selection | B Corp™

Know Your Regulations

Make sure you brush up on the regulatory frameworks relevant to the role, especially UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC). Being able to discuss these confidently will show that you’re not just familiar with compliance but are also ready to hit the ground running.

Showcase Your ESG Knowledge

Since this role involves ESG and climate-related compliance, be prepared to discuss your understanding of regulations like SFDR and TCFD. Bring examples of how you've implemented or supported ESG initiatives in previous roles to demonstrate your commitment to sustainable practices.

Highlight Your Attention to Detail

In compliance, attention to detail is crucial. Prepare to share specific instances where your meticulous nature helped prevent issues or improved processes. This will help illustrate your fit for a high-impact role where precision is key.

Prepare for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills in a fast-paced environment. Think about past experiences where you had to navigate complex compliance challenges and be ready to explain your thought process and outcomes.

Senior Compliance Associate - Private Markets in City of London
Coopman Search and Selection | B Corp™
Location: City of London

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